Full text of CBC SECURITIES, INC.'s X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Estimated average burden Washington, D.C. 20549 haurs per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-51315 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 1944 (2014) 17 (2010) 17a-5, 17a-12, and 18a-7 under the Securities AND ENDING 12/31/24 01/01/24 FILING FOR THE PERIOD BEGINNING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: CBC SECURITIES, INC. TYPE OF REGISTRANT (check all applicable boxes): [ Major security-based swap participant @ Broker-dealer @ Security-based swap dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 250 HAMMOND POND PARKWAY UNIT 1412N (No. and Street) 02467 MA NEWTON (State) (Zip Code) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING 636-675-3746 Erin Baskett erin.baskett@sgn-global.com (Area Code = Telephone Number) (Name) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ohab and Company, PA (Name - if Individual, state last, first, and middle name) 100 E. Sybelia Avenue, suite 130 Maitland FL 32751 (Address) (City) (State) (Zip Code) 07/28/2004 1839 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY " Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if aplicable. CFR 240.17a-5{e)(1)(ii), if applicable. · Con 240.12-30)-2)(1)(), i applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unices the form {1}------------------------------------------------ # OATH OR AFFIRMATION liof the | | swear for affirm) that, to the best of the mownedge and belief, o<br>10 58 | |----------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of Ca…Read the full text as markdown