Full text of GALAXY SECURITIES, LLC's X-17A-5 filed 2026-03-05 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | nours per response: 12 | | | | | | 8-71232 | | |---------|--| 02/27/25 12/31/25 Galaxy Securities LLC ■ 300 Vesey Street - 13th Floor New York NY 10282 Robert Rico (347) 255-3049 robert.rico@galaxy.com WithumSmith+Brown, PC 200 Jefferson Park Whippany NJ 07981 10/08/2003 100 {1}------------------------------------------------ # Galaxy Securities LLC Statement of Financial Condition December 31, 2025 {2}------------------------------------------------ #### OATH OR AFFIRMATION | Robert Rico | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------|---------------------------------------------------------------------|-------| | financial report pertaining to the firm of Galaxy Securities LLC | | as of | | December 31 | , 2 025 | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. | DocuSigned by: | | | | | | | |----------------|--------------------------|--|--|--|--|--| | | Signature: Robert Kico | | | | | | | | 1CC259B4CC0F4FF | | | | | | | Title: | | | | | | | | CFO, FINOP | | | | | | | ### This filing\*\* contains (check all applicable boxes): - = (a) Statement of financial condition. - (b) Notes to consolidated statement of financial condition. - □ (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - O (d) Statement of cash flows. - □ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - □ (f) Statement of changes in liabilities subordinated to claims of creditors. - □ (g) Notes to consolidated financial statements. - □ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - □ (i) Computation of tangible net worth under 17 CFR 240.18a-2. - □ (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 200.15c3-3. - □ (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - | (1) Computation for Determination of PAB Requirements unde…