STRATOSPHERE CAPITAL, LLC X-17A-5 (2026-04-06) — Broker-dealer annual report

Full text of STRATOSPHERE CAPITAL, LLC's X-17A-5 filed 2026-04-06 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-71233 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--|-----------------|--------------------------|--|--|--|--|--|--| | AND ENDING 12/31 /25<br>FILING FOR THE PERIOD BEGINNING 10/28/24 | | | | | | | | | | | | | MM/DD/VY | | | MM/DD/VY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | NAME oF FIRM: Stratosphere Capital, LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | 223 Second Avenue, No. 5A | | | | | | | | | | | | | (No. and Street) | | | | | | | | | | | New York | NY | | | 10003 | | | | | | | | (City) | (State) | | | (Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | William Rapavy | (917) 757-3757 | | | bill.rapavy@stsphere.com | | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>MRPR Group, P.C. | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | 28411 Northwestern Hwy Ste 800 Southfield | | | Ml | 48034 | | | | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | | | | 9/22/2009 | | | 3744 | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | • Claims for exemption from the requirement that t he annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 1…

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