Full text of WISE US ASSETS INC's X-17A-5 filed 2026-06-12 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-71239 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/02/25** MM/DD/YY AND ENDING **03/31 /26** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAMEOFFIRM : WISE us ASSETS INC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 30 W. 26th ST, SIXTH FLOOR (No. and Street) NEW YORK NY 10010 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FI LI NG Vinay Nilakantan 888-908-3833 vinay.nilakantan@wise.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* PricewaterhouseCoopers LLP (Name - if individual, state last, first, and middle name) 835 W. 6th St. Unit 1600 AUSTIN TX 78703 (Address) (City) (State) (Zip Code) October 20, 2003 238 **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Vinay Nilakantan | swear (or affirm ) that, to t<br>he best of my knowledge and belief, t he | | |---------------------------------------------------------------|--------------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of WISE US Assets Inc | | as of | | March 31<br>2~ | is t rue and correct. I furt her swear (or affirm) t hat neither the company nor any | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any accou…