FIRST TURN SECURITIES LLC X-17A-5 (2026-02-20) — Broker-dealer annual report

Full text of FIRST TURN SECURITIES LLC's X-17A-5 filed 2026-02-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | | | 8-71242 | | I ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------|------------------------------------------| | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING _1_2_._1_9_._2_O_2_4_AND ENDING _1_2_._3_1_._2_O_2_5_ | | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oFFiRM: First Turn Securities, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[·] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | [l Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 4 East Sheridan Avenue, Suite 300 | | | | | | (No. and Street) | | | | Oklahoma City | Oklahoma | | 73104 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Chad Godwin | (405) 602-2146 | | chad@firstturnsecurities.com | | (Name) | (Area Code Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Ferrara CPA | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | | | (Name - if individual, state last, first, and middle name) | | | | 100 Horizon Center Blvd Hamilton | | NJ | 08691 | | (Address)<br>12/17/2024 | (Cty) | (State)<br>7259 | (Zip Code) | | | | | (PCAOB Registcatioo N"mbec, tt appUcab•J | | | FOR OFFICIAL USE ONLY | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form disp…

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