Full text of VOLEON SECURITIES MARKETS LLC's X-17A-5 filed 2026-03-18 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Voleon Securities Markets LLC Financial Statements and Report of Independent Registered Public Accounting Firm As of and For the Year Ended December 31, 2025 {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-71278 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2025 filing for the period beginning \_02/04/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: VOLEON SECURITIES MARKETS LLC TYPE OF REGISTRANT (check all applicable boxes): □ Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1919 SHATTUCK AVENUE, FLOOR 7 (No. and Street) BERKELEY CA 94704 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING SIMON SPENSER 213-443-1135 sdspenser@voleon.com (Area Code – Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* CBIZ CPAs P.C. (Name – if individual, state last, first, and middle name) 1 MONTGOMERY ST STE 1700 SAN EDANICISCO CA 01401 | 1 MUNTOOMILINI Of, STE TIM SANNI (VANVIOUV UN | | | JH IVH | |--------------------------------------------------|-----------------------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 10/22/2003 | | 199 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | (Name) \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ### OATH OR AFFIRMATION I. Simon Spenser , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of V…