Full text of SEVENPOINT PARTNERS LLC's X-17A-5 filed 2026-03-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68864 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--|--|--| | 03/10/2025 AND ENDING<br>12/31/2025<br>FILING FOR THE PERIOD BEGINNING | | | | | | | | | MM/DD/YY<br>MM/DD/YY | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: SevenPoint Partners LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 60 River Road | | | | | | | | | (No. and Street) | | | | | | | | | Summit<br>NJ<br>07901 | | | | | | | | | (City)<br>(State)<br>(Zip Code) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Mark Swicegood<br>203-559-7410<br>mswicegood@sevenpoint-partners.com | | | | | | | | | (Name)<br>(Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Meisel, Tuteur & Lewis, P.C. | | | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | | | | 105 Eisenhower Parkway<br>Roseland<br>N.I<br>07068 | | | | | | | | | Address)<br>(City)<br>(State)<br>(Zip Code) | | | | | | | | | 09/29/2009<br>3861 | | | | | | | | | Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable) | | | | | | | | | FOR OFFICIAL USE ONLY<br>Claima for neapontion | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the colle…