Full text of GUSTO BROKERAGE, LLC's X-17A-5 filed 2026-06-24 (period 2026-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-71305 > > - FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | 06/18/25<br>FILING FOR THE PERIOD BEGINNING | 04/30/26<br>AND ENDING | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|--|--| | MM/DD/YY | MM/DD/YY | | | | A REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Gusto Brokerage, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>[ Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | _ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1412 Chapin Ave | | | | | (No. and Street) | | | | | Burlingame | CA | | 94010 | |--------------------------------------------------|-----------------------------------------------------------------------------------------------|-----------------|--------------------------------------------| | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Chris Meyers | (212) 668 8700 | | cmeyers@acisecure.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | KPMG LLP | (Name - if individual, state last, first, and mindle name) | | | | 375 9th Avenue | New York | NY | 10001 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 185 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | * Claims for overnment that the annual roporte no counted by the reported on indopport within | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240 17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB contro…