Full text of EFCG TRANSACTION SERVICES LLC's X-17A-5 filed 2026-02-11 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **EFCG Transaction Services LLC** **Financial Statements and Supplemental Schedules Required by the U.S. Securities and Exchange Commission** **Including Independent Auditor's Report Thereon** **for the Seven Months Ended December 31, 2025** {1}------------------------------------------------ | Report of Independent Registered Public Accounting Firm 3 | |-------------------------------------------------------------| | Financial Statements 4 | | Statement of Financial Condition .4 | | Statement of Income 5 | | Statement of Cash Flows 6 | | Statement of Changes in Members' Equity 7 | | Notes to Financial Statements 8 | | Supplementary Schedules Pursuant to SEA Rule lla-5 12 | | Computation of Net Capital 12 | | Determination of Reserve Requirements 13 | | Information Related to Possession or Control 14 | | Assertions Regarding Exemption Provisions 15 | | Report of Independent Registered Public Accounting Firm 16 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC Fili NUMBER 8-71307 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, Ua-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 06/27 /25 AND ENDING 12/31 /25 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: EFCG Transaction Services, LLC TYPE OF REGISTRANT (check all applicable boxes): [!l Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 4915 West 31st Avenue | co<br>(State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>(212) 752-2203<br>(Area Code -Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | (Email Address) | 80212<br>(Zip Code)<br>jzbarclay@efcg.com | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------|----------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | |…