Full text of TH GLOBAL CAPITAL ADVISORS INC.'s X-17A-5 filed 2026-04-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **TH GLOBAL CAPITAL ADVISORS INC** **Financial Statements** **December 31, 2025** {1}------------------------------------------------ | ANNUAL AUDITED FOCUS REPORT FACING PAGE<br>1-2 | | |------------------------------------------------|--| | | | | Statement of Financial Condition<br> | 4 | |--------------------------------------|---| | Notes to Financial Statements5-6 | | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-71329 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/DD/YY AND ENDING 12/31/2025 A. REGISTRANT IDENTIFICATION MM/DD/YY NAME OF FIRM:TH GLOBAL CAPITAL ADVISORS INC. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) 27070 SERRANO WAY (No. and Street) BONITA SPRINGS (City) PERSON TO CONTACT WITH REGARD TO THIS FILING 718-473-2753 FL (State) 34135 (Zip Code) Marlon Bevaun marlon.bevaun@sqn-global.com (Name) (Area Code -Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Sanville & Company, LLC 2617 Huntingdon Pike Huntingdon Valley (Address) 09/18/2003 (Name-if individual, state last, first, and middle name) PA 19006 (State) 169 (City) (Zip Code) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY (PCAOB Registration Number, if applicable) Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {3}------------------------------------------------ ### OATH OR AFFIRMATION I, David Caruso swear (or affirm) that, to the best of my knowle…