Full text of HIGGINBOTHAM SECURITIES LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Higginbotham Securities, LLC** Financial Statements As of December 31, 2025 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUM BER 8-71338 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **07/09/2025** AND ENDING **12/31/2025** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Higginbotham Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 4424 West Sam Houston Pkwy N, Suite 1000 | | | (No. and Street) | | | | | |------------------------------------------------|--------|------------------------------------------------------------|----------------------------------------------|-----------------|--|--| | Houston | | TX | | 77041 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Olga Rip | | 804.564.1588 | olga.rip@oysterllc.com | | | | | (Name) | | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Sproles Woodard LLP | | (Name - if individual, state last, first, and middle name) | | | | | | 777 Main Street, Suite 3250 Fort Worth | | | TX | 76102 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 09/23/2021 | | 6859 | | | | | | rte of Regi;tcatioo with PCAOB)i;f applicable) | | | (PCAOB RegistcaUoo N,mbec, if applicable I I | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}…