Full text of AMS BROKERAGE SERVICES LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-71341 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **07/09/2025** AND ENDING 1213112025 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM : AMS Brokerage Services, LLC TYPE OF REG ISTRANT (check all applicable boxes): C!l Broker-dealer □ Securit y-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1700 City Farm Drive, Suite B | | | (No. and Street) | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|-------------------------------|-----------------|--------------------------|--|--| | Baton Rouge | | Louisiana | | 70806 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FI LI NG | | | | | | | | Shawn Duffy | | (225) 930-0315 | | sh awn .duffy@amsfsg.com | | | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Meadows Urquhart Acree & Cook, LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | | | 1802 Bayberry Court, Suite 102 | | Richmond | | Virginia 23226 | | | | (Address) | | (City) | (State) | (Zip Code) | | | | 09/29/2009 | | | 3688 | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | \* Claims for exemption from the requ irement that t he annua l reports be covered by the reports of an independent public accou ntant must be supported by a statement of facts and circumstances relied on as t he basis of t he exempt ion. See 17 CFR 240.17a-S(e)(l )(ii), if applicable. **Persons who are to respond to t he collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR **AFFIRMATION** | I, Shawn Duffy |…