UPTON ADVISORS, LLC X-17A-5/A (2008-09-05) — Broker-dealer annual report

Full text of UPTON ADVISORS, LLC's X-17A-5/A filed 2008-09-05. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: UPTON ADVISORS, LLC
• Form: X-17A-5/A
• Filed: 2008-09-05
• Accession: 9999999997-08-039978
• CIK: 1309812
• File #: 8-66741

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Other filings by this registrant

• X-17A-5 — 2008-04-01
• X-17A-5/A — 2007-05-07
• X-17A-5 — 2007-03-02
• X-17A-5/A — 2006-05-30
• X-17A-5 — 2006-03-30

Original filing on SEC EDGAR (source of record)