SECURITIES MANAGEMENT AND RESEARCH, INC. X-17A-5 (2012-02-28) — Broker-dealer annual report

Full text of SECURITIES MANAGEMENT AND RESEARCH, INC.'s X-17A-5 filed 2012-02-28. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SECURITIES MANAGEMENT AND RESEARCH, INC.
• Form: X-17A-5
• Filed: 2012-02-28
• Accession: 9999999997-12-003013
• CIK: 88436
• File #: 8-12745

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• X-17A-5 — 2023-03-28
• X-17A-5 — 2022-03-28
• X-17A-5 — 2020-03-03
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-02-28

Original filing on SEC EDGAR (source of record)