# SHIELDS & COMPANY, INC. X-17A-5 (2015-03-23) — Broker-dealer annual report

- Company: SHIELDS & COMPANY, INC.
- Form: X-17A-5
- Filed: 2015-03-23
- Accession: 9999999997-15-006588
- CIK: 884857
- File #: 8-44663

Original filing: https://www.sec.gov/Archives/edgar/data/884857/999999999715006588/9999999997-15-006588-index.htm

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This document was generated as part of a paper submission.
Please reference the Document Control Number 15025237 for access to the original document.


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.