# SHIELDS & COMPANY, INC. X-17A-5 (2020-03-09) — Broker-dealer annual report

- Company: SHIELDS & COMPANY, INC.
- Form: X-17A-5
- Filed: 2020-03-09
- Accession: 9999999997-20-002355
- CIK: 884857
- File #: 8-44663

Original filing: https://www.sec.gov/Archives/edgar/data/884857/999999999720002355/9999999997-20-002355-index.htm

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This document was generated as part of a paper submission.
Please reference the Document Control Number 20004040 for access to the original document.


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