# SHIELDS & COMPANY, INC. X-17A-5 (2021-03-08) — Broker-dealer annual report

- Company: SHIELDS & COMPANY, INC.
- Form: X-17A-5
- Filed: 2021-03-08
- Accession: 9999999997-21-003148
- CIK: 884857
- File #: 8-44663

Original filing: https://www.sec.gov/Archives/edgar/data/884857/999999999721003148/9999999997-21-003148-index.htm

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This document was generated as part of a paper submission.
Please reference the Document Control Number 21001716 for access to the original document.


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