# SECURITIES MANAGEMENT AND RESEARCH, INC. X-17A-5 (2020-03-03) — Broker-dealer annual report

- Company: SECURITIES MANAGEMENT AND RESEARCH, INC.
- Form: X-17A-5
- Filed: 2020-03-03
- Accession: 9999999997-21-005741
- CIK: 88436
- File #: 8-12745

Original filing: https://www.sec.gov/Archives/edgar/data/88436/999999999721005741/9999999997-21-005741-index.htm

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This document was generated as part of a paper submission.
Please reference the Document Control Number 20009109 for access to the original document.


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