# ADVEST, INC.

ADVEST, INC. of HARTFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 10
- Type: SEC-registered investment adviser
- SEC file number: 801-12768
- Location: 90 STATE HOUSE SQUARE, HARTFORD, CT, 06103
- Phone: 860-509-1000
- Latest filing: 2006-03-28
- Regulatory AUM: $1.9B
- Discretionary AUM: $1.7B
- Non-discretionary AUM: $153.4M
- Clients: 1,700
- Accounts: 7,828

## Officers, owners & control persons (61)

_Showing 25 of 61 people._

| Name | Role | Location |
| --- | --- | --- |
| SMITH JEFFREY ROBERT | DIRECTOR | — |
| BLAIR JOSEPH DEAN | DIRECTOR | — |
| BYRNE KEVIN ROBERT | DIRECTOR | — |
| KUCKRO LEE GERARD | C.L.O. | — |
| MCINTOSH LAWRENCE FORBES | C.R.O.P. | — |
| MULLANE DANIEL JOSEPH | DIRECTOR; PRESIDENT; PRESIDENT AND CEO (+1 more) | — |
| FREITAG WILLIAM CHRISTIAN | C.C.O. | — |
| DOYLE SCOTT JOHN | SROP | — |
| DIAMOND JASON HOWARD | C.F.O. | — |
| HOROWITZ DAVID ADAM | DIRECTOR | — |
| WELLINGTON JOHN HOLMES SR | DIRECTOR; DIRECTOR - C.O.O. | — |
| VOGELZANG MICHAEL JAMES | DIRECTOR | — |
| YOUNG BARRY MICHAEL | DIRECTOR | — |
| CARBONE RANDALL ANTHONY | DIRECTOR | — |
| WILKINSON CHRISTOPHER REDVERS | DIRECTOR | — |
| JAMES ROBERT MICHAEL | DIRECTOR | — |
| HYNE KENNETH STEVEN | DIRECTOR | — |
| LEBENTHAL ALEXANDRA | DIRECTOR | — |
| BLOCK MARY ANNE | COMPLIANCE OFFICER | — |
| SKIDMORE PHILIP MURRAY | DIRECTOR | — |
| FELLUS JAMES BENJAMIN | DIRECTOR | — |
| CRISTO DONALD JOSEPH | DIRECTOR | — |
| FERNBERGER EDWARD | DIRECTOR | — |
| FINK ALLAN MARK | DIRECTOR; DIRECTOR - SROP | — |
| FOSTER GAY BENDER | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/10/brochure
- Similar advisers: https://search.stillhousedata.com/firm/10/similar
- Related entities: https://search.stillhousedata.com/firm/10/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/10

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.