# WATERSTONE FINANCIAL GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC. of ITASCA, IL is an SEC-registered investment adviser.

## Registration

- CRD: 10078
- Type: SEC-registered investment adviser
- SEC file number: 801-62113
- Location: 500 PARK BLVD., SUITE 800, ITASCA, IL, 60143
- Phone: 630-250-7000
- Latest filing: 2009-11-16
- Regulatory AUM: $398.0M
- Discretionary AUM: $210.0M
- Non-discretionary AUM: $188.0M
- Clients: 51
- Accounts: 3,655

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| SEREDA PATRICK ALLEN | PRINCIPAL | — |
| HOPKINS THOMAS ARTHUR | DIRECTOR, CHAIRMAN; DIRECTOR, CHAIRMAN, CCO-RIA; DIRECTOR, CHIEF EXECUTIVE OFFICER, CCO-RIA (+1 more) | — |
| CRAIN DAVID CHARLES | MUNICIPAL PRINCIPAL, SROP, CROP,VICE-PRESIDENT | — |
| CRAWFORD PATRICIA IBARRA | COMPLIANCE OFFICER | — |
| ROBERTS DAVID BRUCE | DIRECTOR, SENIOR VICE-PRESIDENT | — |
| ANDERSON STEPHEN FRANCIS | DIRECTOR, COO; DIRECTOR, COO,CHIEF EXECUTIVE OFFICER | — |
| DIXON JOHN LINCOLN | DIRECTOR | — |
| HICKS JOHN BRYAN | VICE-PRESIDENT | — |
| ROBINSON GERALD WILLIAM II | DIRECTOR | — |
| LUKOWSKI JOSEPH DOMINIC | CHIEF COMPIANCE OFFICER; CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| DEERING PETER STEVENS | DIRECTOR | — |
| DUDAS STEPHEN STANLEY | CHIEF FINANCIAL OFFICER | — |
| BROWN STEPHANIE LEIGH | DIRECTOR | — |
| STEARNS ESTHER MARION | DIRECTOR | — |
| DWYER WILLIAM EDWARD III | DIRECTOR | — |
| VANNOY-PINEDA KATHLEEN DENISE | CHIEF COMPLIANCE OFFICER | — |
| COULTER JAMES GEORGE | STOCKHOLDER | — |
| BONDERMAN DAVID NMI | STOCKHOLDER | — |
| VALTAIRO PHILLIP BUHAY | CFO/FINOP | — |
| DREHER JAMES AUGUST | DIRECTOR | — |
| PRICE WILLIAM STANLEY III | STOCKHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/10078/brochure
- Similar advisers: https://search.stillhousedata.com/firm/10078/similar
- Related entities: https://search.stillhousedata.com/firm/10078/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/10078

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.