# SPELMAN & CO., INC.

SPELMAN & CO., INC. of PHOENIX, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 10232
- Type: SEC-registered investment adviser
- SEC file number: 801-44714
- Location: 2800 N CENTRAL AVE, SUITE 2100, PHOENIX, AZ, 85004
- Phone: 602 744 3000
- Latest filing: 2005-06-30
- Regulatory AUM: $110.9M
- Discretionary AUM: $5.5M
- Non-discretionary AUM: $105.4M
- Clients: 11
- Accounts: 1,531

## Officers, owners & control persons (35)

_Showing 25 of 35 people._

| Name | Role | Location |
| --- | --- | --- |
| WOLTMAN KAYE ALYCIA | VICE CHAIRMAN, DIRECTOR | — |
| WOLTMAN RICHARD PAUL | CHAIRMAN OF THE BOARD/CEO, DIRECTOR | — |
| CANNON JAMES RICHARD | PRESIDENT; PRESIDENT,CEO,DIRECTOR | — |
| KUBICA LISA SUE | EXECUTIVE VICE PRESIDENT, SROP, MP; SROP, MP, EXECUTIVE VP; VP, SROP (+1 more) | — |
| RADFORD CHRISTOPHER BLAKE | SENIOR VICE PRESIDENT, NATIONAL SALES; VP | — |
| CAVANAUGH MARY LOUISE | DIRECTOR | — |
| SONCHIK RITA LYNN | VICE PRESIDENT, ACCOUNTING | — |
| STAUFFER RALPH OWEN JR | VICE PRESIDENT, INFORMATION TECHNOLOGY; VP | — |
| MCREYNOLDS MICHAEL RONALD | ASSISTANT VICE PRESIDENT, INSURANCE | — |
| ROTHSTEIN STEVEN ELLIOT | DIRECTOR; EXECUTIVE VICE PRESIDENT, CFO/TREASURER | — |
| FIELDS INGER WILSON | CFO/FNOP/TREASURER; FINOP | — |
| BOURDAMIS SALLY HANSON | VICE PRESIDENT, BROKERAGE SERVICES | — |
| CAPRIOTTI JACQUELYN MARIE | VICE PRESIDENT, VISION 2020 | — |
| DORFMAN KENNETH PAUL | CROP | — |
| GAUGHAN BRIDGET MARY | DIRECTOR; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | — |
| DENBY SUSANNE MARIE | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, DIRECTOR OF COMPLIANCE | — |
| PARKER RALPH JOEL | ASSISTANT VICE PRESIDENT, INSURANCE | — |
| FREEMAN BRUCE TODD | ASSOCIATE VICE PRESIDENT, MUNICIPAL PRINCIPAL | — |
| HART JOHN | BOARD OF DIRECTORS, (PRESIDENT & CEO OF SUNAMERICA FINANCIAL NETWORK, INC.); DIRECTOR | — |
| RICHARDSON KIM A | VICE PRESIDENT | — |
| HEISING SCOTT ALLEN | FNOP/CFO, SEC; FNOP/CFO, SR VP, TREASURER | — |
| FISCHER DAVID ALLEN | SENIOR VICE PRESIDENT, RECRUITING; SR VP, RECRUITING | — |
| SCHWARTZ DAVID HOWARD | CHIEF COMPLIANCE DIRECTOR, CCO; CHIEF COMPLIANCE DIRECTOR, CCO & CROP; VICE PRESIDENT, CCO & CROP | — |
| COOK WAITMAN CONSTANCE MILLER | MP | — |
| CAVANAUGH MARY L | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/10232/brochure
- Similar advisers: https://search.stillhousedata.com/firm/10232/similar
- Related entities: https://search.stillhousedata.com/firm/10232/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/10232

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.