# CETERA ADVISORS LLC

CETERA ADVISORS LLC of GREENWOOD VILLAGE, CO is an SEC-registered investment adviser.

## Registration

- CRD: 10299
- Type: SEC-registered investment adviser
- SEC file number: 801-33020
- Location: 5299 DTC BLVD, SUITE 800, GREENWOOD VILLAGE, CO, 80111
- Phone: 800-929-3485
- Latest filing: 2024-03-28
- Regulatory AUM: $22.0B
- Discretionary AUM: $18.8B
- Non-discretionary AUM: $3.2B
- Clients: 1,138
- Accounts: 81,652

## Officers, owners & control persons (72)

_Showing 25 of 72 people._

| Name | Role | Location |
| --- | --- | --- |
| GOK LISA ANNE | SECRETARY | — |
| BRETON BERNARD ANDRE | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, BD CHIEF COMPLIANCE OFFICER AND SECRETARY (+2 more) | — |
| DIACHOK RUSSELL RHINE | PRESIDENT/COO | — |
| DIACHOK GEORGE THEODORE | CHAIRMAN/CEO | — |
| TEMPLETRUJILLO DOUGLAS GUY | CCO; CFO/CCO | — |
| ROTH RALPH LAWRENCE | MANAGER | — |
| CICCATI RANDALL LEE | DIRECTOR, VP | — |
| SHELSON MARK PAUL | CHIEF FINANCIAL OFFICER AND TREASURER; TREASURER | — |
| SIMMERS JOHN STEPHEN | DIRECTOR, VP | — |
| HAMEL CYNTHIA A | DIRECTOR; VICE PRESIDENT | — |
| MARR NORMAN MARK | CHAIRMAN, DIRECTOR, VP; DIRECTOR; DIRECTOR, VICE PRESIDENT AND ASSISTANT SECRETARY (+1 more) | — |
| WOODS ANITA FAYE | CFO | — |
| BOWMAN CHRISTOPHER JOSEPH | PRINCIPAL FINANCIAL OFFICER | — |
| JACOBSEN BRYAN K | ADVISORY CHIEF COMPLIANCE OFFICER | — |
| MCEVOY PATRICK HENRY | PRESIDENT/CEO; PRESIDENT/CEO/DIRECTOR | — |
| HARRISON BRETT LAMAR | COO, SENIOR VICE PRESIDENT; COO, SENIOR VICE PRESIDENT, DIRECTOR; DIRECTOR, PRESIDENT AND CEO (+4 more) | — |
| BROWN VALERIE GAY | DIRECTOR AND CHAIRMAN; DIRECTOR, VP | — |
| CUNNINGHAM KERRY ELIZABETH | DIRECTOR | — |
| MORRIS CURTIS W | CHIEF OPERATING OFFICER | — |
| LARAIA KEVIN MICHAEL | DIRECTOR | — |
| KESTERSON BARBARA JO | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER; PRINCIPAL OPERATIONS OFFICER | — |
| BONNEAU CATHERINE MCCORMACK | CHIEF OPERATING OFFICER | — |
| SMILEY STANLEY ROBERT | VICE PRESIDENT | — |
| ANTONIADES ADAM NICHOLAS | MANAGER | — |
| HALEY WILLIAM JOSEPH | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/10299/brochure
- Similar advisers: https://search.stillhousedata.com/firm/10299/similar
- Related entities: https://search.stillhousedata.com/firm/10299/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/10299

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.