# STANFORD INVESTMENT GROUP, INC.

STANFORD INVESTMENT GROUP, INC. of MOUNTAIN VIEW, CA is an SEC-registered investment adviser.

## Registration

- CRD: 10331
- Type: SEC-registered investment adviser
- SEC file number: 801-16773
- Location: 2570 W. EL CAMINO REAL, SUITE 520, MOUNTAIN VIEW, CA, 94040
- Phone: 650-941-1717
- Latest filing: 2016-10-06
- Regulatory AUM: $801.2M
- Discretionary AUM: $778.1M
- Non-discretionary AUM: $23.2M
- Clients: 16
- Accounts: 985

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| FINSTHWAIT DONALD MCKEAGE | PRESIDENT; VICE PRESIDENT | — |
| DIETZ HELEN ANN | CEO, PRESIDENT; CEO, PRESIDENT, CHIEF COMPLIANCE OFFICER (CCO); PRESIDENT (+2 more) | — |
| BELL CAROLYN FAY | FINANCIAL ADVISOR; VICE PRESIDENT | — |
| GEE ROBERT EDWARD | CHAIRMAN; CHAIRMAN EMERITUS; DIRECTOR | — |
| BARNEA LISA MICHELLE | CFO AND CCO; CFO, FIN/OP PRINCIPAL, CCO FOR I/A; FIN/OP PRINCIPAL, CCO FOR I/A, SECRETARY, OPERATIONS MANAGER (+3 more) | — |
| KIRKPATRICK JOHN DOWLING | DIRECTOR, DIRECTOR OF PORTFOLIO MANAGEMENT; DIRECTOR OF PORTFOLIO MANAGEMENT; VICE PRESIDENT, DIRECTOR OF PORTFOLIO MANAGEMENT | — |
| PIERLUISSI TALIA | WEALTH ADVISOR, PRINCIPAL | — |
| LAPSIWALA NAYAN PRAFULCHANDRA | WEALTH ADVISOR, PRINCIPAL | — |
| SIMMONDS KATHERINE ANN | WEALTH ADVISOR, PRINCIPAL | — |
| PIERLUISSI TALIA S | WEALTH ADVISOR, PRINCIPAL | — |
| LAPSIWALA NAYAN P | WEALTH ADVISOR, PRINCIPAL | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/10331/brochure
- Similar advisers: https://search.stillhousedata.com/firm/10331/similar
- Related entities: https://search.stillhousedata.com/firm/10331/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/10331

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.