# MMC SECURITIES LLC

MMC SECURITIES LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 103846
- Type: SEC-registered investment adviser
- SEC file number: 801-60515
- Location: 1166 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036
- Phone: 212-345-5000
- Latest filing: 2019-04-18
- Clients: 106

## Officers, owners & control persons (58)

_Showing 25 of 58 people._

| Name | Role | Location |
| --- | --- | --- |
| CAMERON MURRAY | VICE PRESIDENT | Overland Park, KS |
| FARRELL BREEGE ANNE | ASST. TREASURER | — |
| JOHNSON JOHN SCOTT | DIRECTOR | — |
| HOPKINS BRIAN RAYMOND | DIR. | — |
| OBRIEN MARGARET MARY | SECTY | — |
| HAPPE MARK JONATHAN | BCP OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, DIRECTOR, CAO, SECRETARY (+1 more) | — |
| BAKER STEPHEN GREGORY | CEO, PRESIDENT, TREASURER, DIRECTOR; CHIEF EXECUTIVE OFFICER - CEO | — |
| LEDBETTER CHARLES COLEMAN | ASSISTANT SECRETARY AND CO- HEAD OF DIVISION; ASSISTANT SECRETARY AND DIRECTOR | — |
| OKEEFFE CHRISTINE MARIE | CONTROLLER; FINANCIAL PRINCIPAL | — |
| HILLS QUENTIN KEITH | ASSISTANT SECRETARY AND DIRECTOR | — |
| LISTON STEVEN CRAIG | ASSISTANT SECRETARY, DIRECTOR | — |
| ORDONEZ LUIS GREGORY | ASSISTANT SECRETARY, DIRECTOR | — |
| LEVY ERIC SCOTT | ASSISTANT SECRETARY; ASSISTANT SECRETARY AND DIRECTOR | — |
| EDGREN ROGER CARL | DIRECTOR | — |
| FONTANA PAUL | ASST. TREASURER / FINOP; CONTROLLER | — |
| ASAFF ERNEST MONTAGUE | DIRECTOR | — |
| SACHS PAUL GREGORY | ASSISTANT SECRETARY, DIRECTOR; ASSISTANT SECRETARY, HEAD OF DIVISION | — |
| SNELL THOMAS MARKLEY | ASSISTANT SECRETARY, DIRECTOR; ASSISTANT SECRETARY, HEAD OF DIVISION | — |
| MCGHEE CHRISTOPHER MARSH | ASSISTANT SECRETARY, DIRECTOR; ASSISTANT SECRETARY, HEAD OF DIVISION | — |
| MILLER MATTHEW M | ASSISTANT SECRETARY, DIRECTOR | — |
| LIEBOWITZ MARIANE ASHLEY | BCP OFFICER; CCO/BCP OFFICER; CHIEF COMPLIANCE OFFICER, DIRECTOR, CORPORATE SECRETARY AND DIRECTOR (+3 more) | — |
| RAO VENKAT VITHALA | BCP OFFICER | — |
| BLACKMORE KIMBERLY LYNN | CO-PRESIDENT, FINANCIAL & OPERATIONS PRINCIPAL, DIRECTOR AND TREASURER; CO-PRESIDENT, FINANCIAL & OPERATIONS PRINCIPAL, DIRECTOR (ELECTED MANAGER) AND TREASURER; CO-PRESIDENT, FINOP, PFO, POO, DIRECTOR (ELECTED MANAGER) AND TREASURER (+4 more) | — |
| HUM CHI HONG | ASSISTANT SECRETARY AND DIRECTOR; CO-PRESIDENT, ASSISTANT SECRETARY AND DIRECTOR; CO-PRESIDENT, ASSISTANT SECRETARY AND DIRECTOR (ELECTED MANAGER) (+1 more) | — |
| MAXWELL JOHN WILLARD III | ASSISTANT SECRETARY AND DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/103846/brochure
- Similar advisers: https://search.stillhousedata.com/firm/103846/similar
- Related entities: https://search.stillhousedata.com/firm/103846/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/103846

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.