# WS GRIFFITH SECURITIES, INC.

WS GRIFFITH SECURITIES, INC. of HARTFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 10410
- Type: SEC-registered investment adviser
- SEC file number: 801-23237
- Location: 1 CONSTITUTION PLAZA, 8TH FLOOR, HARTFORD, CT, 06115
- Phone: 860-403-3617
- Latest filing: 2004-07-26
- Regulatory AUM: $573.7M
- Non-discretionary AUM: $573.7M
- Clients: 11
- Accounts: 3,689

## Officers, owners & control persons (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| BEERS JOHN HENRY | SECRETARY, VICE PRESIDENT | — |
| MILLER LAURA EILEEN | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT; CHIEF OPERATING OFFICER; VICE PRESIDENT TREASURER | — |
| HAYLON MICHAEL EDWARD | DIRECTOR | — |
| KEIDAN RICHARD DALE | PRESIDENT/CHIEF OPERATING OFFICER | — |
| ENGBERG NANCY JEAN | VP & CHIEF COMPLIANCE OFFICER | — |
| PRIMMER ROBERT EDWARD | DIRECTOR | — |
| VACCARO JOHN ARTHUR | SENIOR VICE PRESIDENT | — |
| COOK WAITMAN CONSTANCE MILLER | VICE PRESIDENT, TRADING | — |
| DAHL RICHARD STEWART | VICE PRESIDENT; VICE PRESIDENT, OPERATIONS | — |
| VERDI MATTHEW DAVID | AVP; VICE PRESIDENT | — |
| MCLOUGHLIN PHILIP ROBERT | DIRECTOR | — |
| SEARFOSS DAVID WILLIAM | DIRECTOR | — |
| YOUNG DONA | DIRECTOR | — |
| BEERS JOHN H | SECRETARY | — |
| LOWE MOIRA ELIZABETH | SENIOR VICE PRESIDENT, COMPLIANCE OFFICER; VICE PRESIDENT, COMPLIANCE OFFICER | — |
| KELLEHER JOSEPH E | ACTING PRESIDENT, DIRECTOR; DIRECTOR; PRESIDENT, DIRECTOR | — |
| TAN YEHCHENG | DIRECTOR | — |
| ROSS KEMP D | DIRECTOR | — |
| SIINO KATHERINE | VICE PRESIDENT, COMPLIANCE OFFICER | — |
| BOYTE BARRY DOUGLAS | VICE PRESIDENT & CHIEF MARKETING OFFICER | — |
| BEAGIN JOSEPH GARY | SENIOR VICE PRESIDENT | — |
| GRUET ELAINE K | ASSISTANT VICE PRESIDENT | — |
| LAUTENSACK ROBERT GEORGE JR | DIRECTOR | — |
| WIRTH RICHARD JAY | CHIEF COMPLIANCE OFFICER | — |
| KELLEHER JOSEPH EDWARD | PRESIDENT, DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/10410/brochure
- Similar advisers: https://search.stillhousedata.com/firm/10410/similar
- Related entities: https://search.stillhousedata.com/firm/10410/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/10410

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.