# BORTHWICK ASSOCIATES, INC.

BORTHWICK ASSOCIATES, INC. of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 10416
- Type: SEC-registered investment adviser
- SEC file number: 801-16872
- Location: 120 S LASALLE STREET #1440, CHICAGO, IL, 60603-3424
- Phone: 312-630-0180
- Latest filing: 2012-06-01
- Regulatory AUM: $45.1M
- Discretionary AUM: $45.1M
- Clients: 1
- Accounts: 56

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| FLAIG THOMAS ROBERT | PRESIDENT; VP/OPTIONS (SROP/CROP) | — |
| DAVIDSON MEG ELLEN | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT OF OPERATIONS | — |
| HAGBERG EARL BORTHWICK | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HAGBERG KAREN MAE | SECRETARY/TREASURER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/10416/brochure
- Similar advisers: https://search.stillhousedata.com/firm/10416/similar
- Related entities: https://search.stillhousedata.com/firm/10416/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/10416

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.