# SAFDIE INVESTMENT SERVICES CORP.

SAFDIE INVESTMENT SERVICES CORP. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 104199
- Type: SEC-registered investment adviser
- SEC file number: 801-60270
- Location: 360 MADISON AVENUE,19TH FLOOR, NEW YORK, NY, 10017
- Phone: 212-457-8600
- Latest filing: 2009-11-18
- Regulatory AUM: $112.0M
- Discretionary AUM: $23.5M
- Non-discretionary AUM: $88.5M
- Clients: 11
- Accounts: 86

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| VORCHHEIMER JULIUS J | 1ST VICE PRESIDENT AND DIRECTOR OF TRADING; 1ST VICE PRESIDENT & DIRECTOR OF TRADING; 1ST VICE PRESIDENT/DIRECTOR OF TRADING/ROSFP (+3 more) | — |
| SAFDIE MAURICIO | DIRECTOR | — |
| HAUSER MARC | DIRECTOR; DIRECTOR 11/2002 AND BOARD MEMBER AS OF 11/4/2004 | — |
| UCHENIK VLAD | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | — |
| SAFDIE GABRIEL ROLANDO | CHAIRMAN; CHAIRMAN OF BOARD OF DIRECTORS; CHAIRMAN OF THE BOARD (+1 more) | — |
| ESRUBILSKY GUIORA | DIRECTOR | — |
| GILMAN DAVID ANTHONY | FINOP; FINOP/ VICE PRESIDENT; FINOP/ VICE PRESIDENT/ EXECUTIVE COMMITTEE MEMBER (+2 more) | — |
| LIVIAN MICHAEL MOSHE | DIRECTOR OF ASSET MANAGEMENT; DIRECTOR OF ASSET MANAGEMENT/ CHAIRMAN OF EXECUTIVE COMMITTEE | — |
| DUSS SUSANNE | CHAIRMAN OF BOARD OF DIRECTORS | — |
| LE BER CLAUDE | DIRECTOR | — |
| DRAGON FRANCOIS | DIRECTOR | — |
| LUFT SAM MR | CHIEF EXECUTIVE OFFICER | — |
| SHIM KATHERINE | CHIEF COMPLIANCE OFFICER | — |
| CAPPETO PATRICIA ANN | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; FIRST VICE PRESIDENT, DIRECTOR OF COMPLIANCE AND LEGAL COUNSEL (+1 more) | — |
| LINTON DONALD JAMES | FIRST VICE PRESIDENT, FINANCIAL & OPERATIONS PRINCIPAL AND TREASURER | — |
| DAVID J MINDER | DIRECTOR | — |
| BIEDERMANN CHARLES | CHAIRMAN OF THE BOARD; DIRECTOR | — |
| SCHNEIDER KEITH PETER | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER 10/2003  AND BOARD MEMBER AS OF 11/4/04; DIRECTOR (+1 more) | — |
| WOTCZAK ROBERT LAWRENCE | 1ST VICE PRESIDENT, DIRECTOR OF SALES AND MARKETING | — |
| PAULUCCI JOSE APARECIDO | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| HAGEN JOHN ALFRED | FINANCIAL & OPERATIONS PRINCIPAL | — |
| SAFDIE GABRIEL R | SHAREHOLDER | — |
| SCHUTT CARL MICHAEL | FIRST VICE PRESIDENT AND DIRECTOR OF OPERATIONS | — |
| MINDER DAVID J | DIRECTOR | — |
| HAWKINS CHRISTINA YEWSHENKO | SROP, CROP | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104199/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104199/similar
- Related entities: https://search.stillhousedata.com/firm/104199/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104199

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.