# FLAGSTAR SECURITIES, INC.

FLAGSTAR SECURITIES, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 104233
- Type: SEC-registered investment adviser
- SEC file number: 801-67767
- Location: 1400 BROADWAY, 16TH FLOOR, NEW YORK, NY, 10018
- Phone: 646-822-1475
- Latest filing: 2026-07-28
- Regulatory AUM: $784.3M
- Discretionary AUM: $784.3M
- Clients: 37
- Accounts: 1,123

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (33)

_Showing 25 of 33 people._

| Name | Role | Location |
| --- | --- | --- |
| Philip Vincent Perry | CEO, OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL; OSJ PRINCIPAL,  MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | — |
| Brian Joseph Mcglynn | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | — |
| Douglas P Geraghty | CHIEF COMPLIANCE OFFICER, DIRECTOR | — |
| Seth William Stern | SENIOR DEPUTY GENERAL COUNSEL, DIRECTOR | — |
| Adam Brian Feit | HEAD OF SPECIALIZED INDUSTRIES AND CAPITAL MARKETS, DIRECTOR | — |
| Richard Alexander Raffetto | PRESIDENT OF COMMERCIAL AND PRIVATE BANKING, DIRECTOR | — |
| Mark Andrew Pittsey | HEAD OF PRIVATE BANKING & WEALTH MANAGEMENT, DIRECTOR | — |
| Shweta Prabhudas Pawani | FINOP/CHIEF FINANCIAL OFFICER | — |
| William John Jr Maguire | CEO, PRESIDENT, DIRECTOR | — |
| Jason Alan Birnbaum | PRESIDENT OF PRIVATE BANK, DIRECTOR | — |
| Jonathan Henry Roberts | FINOP/CHIEF FINANCIAL OFFICER, DIRECTOR | — |
| FRASIER MICHAEL JOHN | CHIEF COMPLIANCE OFFICER | — |
| ROBERTS RALPH HENRY | FINOP/CHIEF FINANCIAL OFFICER; FINOP/CHIEF FINANCIAL OFFICER, DIRECTOR | — |
| HOWELL ERIC RAYMOND | CFO/TREASURER; DIRECTOR | — |
| DEPAOLO JOSEPH JOHN | CHAIRMAN; DIRECTOR | — |
| SHAY SCOTT AARON | CHAIRMAN; DIRECTOR | — |
| TAMBERLANE JOHN | DIRECTOR | — |
| PERRY PHILIP VINCENT | OSJ PRINCIPAL,  MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL; SALES MANAGER, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | — |
| TORREGIANO MICHAEL JAMES | CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING PRINCIPAL, AND EXECUTIVE REPRESENTATIVE | — |
| OKEEFFE IVOR PATRICK | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, CHIEF OPERATIONS OFFICER | — |
| MAGUIRE WILLIAM JOHN JR | CEO, PRESIDENT; CEO, PRESIDENT, DIRECTOR | — |
| O'KEEFFE IVOR PATRICK | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, DIRECTOR; CHIEF OPERATIONS OFFICER | — |
| MCGLYNN BRIAN JOSEPH | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER; COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND INTERIM CHIEF COMPLIANCE OFFICER | — |
| SHIPLEY-BURNS CATHERINE MARIE | CHIEF COMPLIANCE OFFICER | — |
| STERN MICHAEL WILLIAM | SENIOR DEPUTY GENERAL COUNSEL, DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104233/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104233/similar
- Related entities: https://search.stillhousedata.com/firm/104233/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104233

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.