# CARIS & COMPANY, INC.

CARIS & COMPANY, INC. of SAN DIEGO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 104235
- Type: SEC-registered investment adviser
- SEC file number: 801-63250
- Location: 12526 HIGH BLUFF DRIVE, SUITE 290, SAN DIEGO, CA, 92130
- Phone: 858-704-0300
- Latest filing: 2004-08-30
- Clients: 1

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| WACHTEL SHANE RYAN | CHIEF COMPLIANCE OFFICER/FINOP | — |
| CARIS DARREN J | PRESIDENT; TRUSTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104235/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104235/similar
- Related entities: https://search.stillhousedata.com/firm/104235/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104235

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.