# OBERON FINANCIAL TECHNOLOGY, INC.

OBERON FINANCIAL TECHNOLOGY, INC. of SUNNYVALE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 104547
- Type: SEC-registered investment adviser
- SEC file number: 801-57420
- Location: 150 MATHILDA PLACE, SUITE 306, SUNNYVALE, CA, 94086
- Phone: (408) 962-7878
- Latest filing: 2012-03-30
- Clients: 11

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| [DARRIGO PETER H](https://search.stillhousedata.com/person/738913) | CHIEF FINANCIAL OFFICER | — |
| [STEARNS TIMOTHY STEVEN](https://search.stillhousedata.com/person/743376) | CHIEF COMPLIANCE OFFICER | — |
| [DION RICHARD KEVIN](https://search.stillhousedata.com/person/751387) | CEO | — |
| [BERGMAN JUDSON TAFT](https://search.stillhousedata.com/person/764853) | CEO AND CHAIRMAN; CHAIRMAN, CEO AND DIRECTOR | — |
| [THOMAS BRANDON ROCKWELL](https://search.stillhousedata.com/person/764855) | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR | — |
| [CRAGER WILLIAM C](https://search.stillhousedata.com/person/764857) | PRESIDENT/MANAGING DIRECTOR | — |
| [ALVIN GEORGE LUIS](https://search.stillhousedata.com/person/764858) | CHIEF COMPLIANCE OFFICER | — |
| [SEIER DALE JOSEPH](https://search.stillhousedata.com/person/764859) | CONTROLLER | — |
| [APKER MICHAEL GLEN](https://search.stillhousedata.com/person/764887) | CEO/CFO/SECRETARY/DIRECTOR; MANAGING DIRECTOR; PRESIDENT/C.E.O. (+1 more) | — |
| [MOKKARALA VIGHNESWARA ROW](https://search.stillhousedata.com/person/764888) | E.V.P.-MARKETING; V.P.-MARKETING | — |
| [GRINIS SCOTT DAVID](https://search.stillhousedata.com/person/764889) | EVP/CHIEF TECHNOLOGY OFFICER; E.V.P.-ENGINEERING; V.P.-ENGINEERING | — |
| [SINCLAIR GENE EDWARD](https://search.stillhousedata.com/person/777049) | V.P.-OPERATIONS; V.P.-SALES | — |
| [O'BRIEN SHELLY S](https://search.stillhousedata.com/person/795060) | EVP/GENERAL COUNSEL/SECRETARY; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104547/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104547/similar
- Related entities: https://search.stillhousedata.com/firm/104547/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104547

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.