# MIDDLETON & COMPANY INC.

MIDDLETON & COMPANY INC. of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 104549
- Type: SEC-registered investment adviser
- SEC file number: 801-21247
- Location: 600 ATLANTIC AVENUE; 18TH FLOOR, BOSTON, MA, 02210-2211
- Phone: (617)357-5101
- Latest filing: 2026-05-04
- Regulatory AUM: $1.2B
- Discretionary AUM: $1.2B
- Clients: 16
- Accounts: 613

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| Alice Kenney Walsh | BOARD CHAIRMAN; MANAGING DIRECTOR; TRUSTEE | — |
| John K Sargent | CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR | — |
| Jr. John Sargent | TRUSTEE | — |
| Maria Mccormack | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR; TRUSTEE | Boston, MA |
| Robert Guy Bruch | CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR | — |
| MIDDLETON THOMAS MICHAEL | CHAIRMAN; DIRECTOR, CHAIRMAN | — |
| WIELAND JOHN W | CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR; DIRECTOR; MANAGING DIRECTOR; MANAGING DIRECTOR; DIRECTOR (+1 more) | — |
| HIBBARD STEPHEN TODD | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR;DIRECTOR; CHIEF EXECUTIVE OFFICER,MANAGING DIRECTOR;DIRECTOR (+3 more) | — |
| WALSH ALICE KENNEY | BOARD CHAIRMAN; MANAGING DIRECTOR; BOARD CHAIRMAN; MANAGING DIRECTOR; DIRECTOR; MANAGING DIRECTOR (+2 more) | — |
| SARGENT JR JOHN K | CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR; CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR; DIRECTOR; CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR; DIRECTOR (+3 more) | — |
| MCCORMACK MARIA | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR;DIRECTOR; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR (+1 more) | — |
| SCOTTI DONNA MARIE | MANAGING DIRECTOR | — |
| WIELAND JOHN | PRESIDENT, CEO | — |
| BOWERS DORY ADRIENNE | CHIEF OPERATING OFFICER | — |
| GUTTERSON ERIC NORMAN | MANAGING DIRECTOR; MANAGING DIRECTOR; DIRECTOR | — |
| BRUCH ROBERT GUY | CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR | — |
| John K. Sargent | CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR | — |
| Christopher Prinz Merkle | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104549/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104549/similar
- Related entities: https://search.stillhousedata.com/firm/104549/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104549

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.