# PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

PACIFIC INVESTMENT MANAGEMENT COMPANY LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 104559
- Type: SEC-registered investment adviser
- SEC file number: 801-48187
- Location: 650 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA, 92660
- Phone: (949) 720-6000
- Latest filing: 2026-05-18
- Regulatory AUM: $3.7T
- Discretionary AUM: $3.7T
- Non-discretionary AUM: $456.6M
- Clients: 1,968
- Accounts: 2,835

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other

## Officers, owners & control persons (131)

_Showing 25 of 131 people._

| Name | Role | Location |
| --- | --- | --- |
| ALFRED TAKETO MURATA | MANAGING DIRECTOR - EXECUTIVE COMMITTEE | NEWPORT BEACH, CA |
| PETER G STRELOW | MANAGING DIRECTOR - CO-CHIEF OPERATING OFFICER | NEWPORT BEACH, CA |
| JOHN JEFFREY KIRKOWSKI | MANAGING DIRECTOR - CHIEF FINANCIAL OFFICER | NEWPORT BEACH, CA |
| KIMBERLEY GRACE KORINKE | MANAGING DIRECTOR - EXECUTIVE COMMITTEE | NEWPORT BEACH, CA |
| GREGORY WESTON HALL | MANAGING DIRECTOR - EXECUTIVE COMMITTEE | NEWPORT BEACH, CA |
| JASON ROBERT STEINER | MANAGING DIRECTOR - EXECUTIVE COMMITTEE | NEWPORT BEACH, CA |
| DANIEL JOHN IVASCYN | MANAGING DIRECTOR - EXECUTIVE COMMITTEE AND GROUP CHIEF INVESTMENT OFFICER | NEWPORT BEACH, CA |
| CANDICE STACK WHITTEN | MANAGING DIRECTOR - EXECUTIVE COMMITTEE | NEWPORT BEACH, CA |
| ROBIN CHRISTINE SHANAHAN | MANAGING DIRECTOR - CO-CHIEF OPERATING OFFICER | NEWPORT BEACH, CA |
| MARC PETER SEIDNER | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (NON-TRADITIONAL STRATEGIES) | NEWPORT BEACH, CA |
| MARK RICHARD KIESEL | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (GLOBAL CREDIT) | NEWPORT BEACH, CA |
| THIBAULT CHRISTIAN STRACKE | MANAGING DIRECTOR - PRESIDENT AND EXECUTIVE COMMITTEE | NEWPORT BEACH, CA |
| Qi Wang | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (PORTFOLIO IMPLEMENTATION) | NEWPORT BEACH, CA |
| Andrew Thomas Balls | MANAGING DIRECTOR -  CHIEF INVESTMENT OFFICER (GLOBAL) | Newport Beach, CA |
| Emmanuel Nmn Roman | MANAGING DIRECTOR - EXECUTIVE COMMITTEE AND CHIEF EXECUTIVE OFFICER | — |
| Nadia Zakir | MANAGING DIRECTOR - GLOBAL HEAD OF COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| Mangala Ananthanarayanan | MANAGING DIRECTOR - EXECUTIVE COMMITTEE | — |
| Mohit Mittal | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (CORE STRATEGIES); MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER (CORE STRATEGIES) AND EXECUTIVE COMMITTEE | NEWPORT BEACH, CA |
| Alejandro Eduardo Kersman | MANAGING DIRECTOR - EXECUTIVE COMMITTEE | — |
| Sung-Hee Suh | MANAGING DIRECTOR - GLOBAL GENERAL COUNSEL | NEWPORT BEACH, CA |
| Benjamin William Ferguson | MANAGING DIRECTOR - EXECUTIVE COMMITTEE | — |
| Kristofer Richard Kraus | MANAGING DIRECTOR - EXECUTIVE COMMITTEE | — |
| Thomas Wayne Rawlings | MANAGING DIRECTOR | — |
| DEVLIN JOSEPH JOHN | MANAGING DIRECTOR | — |
| FITZGERALD JOHN MICHAEL | CHIEF FINANCIAL OFFICER | — |


## Disclosures (52)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-05-07 | regulatory | THE REGISTRANT WAS ALLEGED TO HAVE VIOLATED NYMEX RULE 562 BY EXCEEDING POSITION LIMITS IN THE OCTOBER 2024 CRUDE OIL FUTURES AS OF THE CLOSE OF BUSINESS ON SEPTEMBER 17, 2024. | Final | $26K |
| 2025-03-19 | regulatory | ON MARCH 19, 2025, A SUBCOMMITTEE OF THE EXCHANGE'S BUSINESS CONDUCT COMMITTEE ("BCC") DETERMINED THAT PIMCO MAY HAVE VIOLATED EXCHANGE RULE 4.02(C) IN SEPTEMBER 2023, WHEN EMPLOYEES PLACED ORDERS, INCLUDING THROUGH DIFFERENT AND INDEPENDENT EXECUTING BROKERS, FOR TWO ACCOUNTS WITH COMMON BENEFICIAL… | Final | $100K |
| 2023-06-16 | regulatory | ON JUNE 16, 2023, PIMCO ENTERED INTO A SETTLEMENT AGREEMENT WITH THE SEC RELATING TO AN ERROR IN THE FEE WAIVER CALCULATION USED BY PIMCO'S THIRD-PARTY VENDOR THAT CAUSED CERTAIN ADVISORY FEES TO BE UNDER-WAIVED FROM APRIL 2011 TO NOVEMBER 2017 AND CHARGED TO PIMCO ALL ASSET ALL AUTHORITY FUND ("A4"… | Final | $2.5M |
| 2023-06-16 | regulatory | ON JUNE 16, 2023, PIMCO ENTERED INTO A SETTLEMENT AGREEMENT WITH THE SEC RELATING TO CERTAIN DISCLOSURES IN THE 2014 AND 2015 ANNUAL SHAREHOLDER REPORTS OF PIMCO GLOBAL STOCKSPLUS & INCOME FUND ("PGP") REGARDING PGP'S USE OF PAIRED INTEREST RATE SWAPS IN ITS PORTFOLIO. UNDER THE TERMS OF THE SETTLEM… | Final | $6.5M |
| 2016-12-01 | regulatory | ON DECEMBER 1, 2016, PIMCO ENTERED INTO AN AGREEMENT WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ("SEC") TO SETTLE CHARGES RELATING TO THE PIMCO TOTAL RETURN ACTIVE EXCHANGE-TRADED FUND ("BOND"). THE SEC ALLEGED THAT FROM FEBRUARY 29, 2012 TO JUNE 30, 2012, PIMCO DID NOT SUFFICIENTLY DISCLOSE T… | Final | $18.3M |
| 2015-07-22 | regulatory | THE REGISTRANT WAS ALLEGED TO HAVE VIOLATED CBOT RULE 562 BY EXCEEDING SPECULATIVE POSITION LIMITS IN SOYBEAN MEAL FUTURES CONTRACTS ON NOVEMBER 21ST AND 24TH, 2014. | Final | $35K |
| 2012-12-17 | regulatory | 1) BETWEEN 2001 AND 2008, MANAGERS OF AN INDONESIAN JOINT VENTURE MAJORITY-OWNED BY ALLIANZ SE MADE IMPROPER PAYMENTS TO EMPLOYEES OF STATE-OWNED ENTITIES IN INDONESIA; 2) THESE PAYMENTS WERE NOT ACCURATELY REFLECTED IN ALLIANZ SE'S BOOKS AND RECORDS; 3) ALLIANZ SE FAILED TO MAINTAIN A SYSTEM OF INT… | Final | $5.3M |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104559/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104559/similar
- Related entities: https://search.stillhousedata.com/firm/104559/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104559

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.