# KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 104599
- Type: SEC-registered investment adviser
- SEC file number: 801-24241
- Location: 2000 AVENUE OF THE STARS, SUITE 1110, LOS ANGELES, CA, 90067
- Phone: 310-556-2721
- Latest filing: 2026-03-27
- Regulatory AUM: $39.4B
- Discretionary AUM: $39.4B
- Clients: 134
- Accounts: 24,735

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (34)

_Showing 25 of 34 people._

| Name | Role | Location |
| --- | --- | --- |
| Frank Lee | CHIEF ADMINISTRATIVE OFFICER | Charlestown, MA |
| Walter Brady Collins | MANAGEMENT COMMITTEE MEMBER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & TREASURER; MANAGEMENT COMMITTEE MEMBER, CHIEF OPERATING OFFICER,& TREASURER; VICE CHAIRMAN | Mountain Brook, AL |
| George Robert Aylward | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER | — |
| Andra Cynthia Purkalitis | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER, VIRTUS INVESTMENT PARTNERS | — |
| Michael Aaron Angerthal | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS | — |
| Stephen Anthony Rigali | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER | — |
| Jeannine Ghazar Vanian | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | — |
| Michael Robert Shoemaker | CHIEF COMPLIANCE OFFICER | — |
| Craig Stone | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | — |
| AYLWARD GEORGE R | MANAGEMENT COMMITTEE MEMBER; MANAGEMENT COMMITTEE MEMBER - CEO & PRESIDENT, VIRTUS INVESTMENT PARTNERS | — |
| GERACI DANIEL THEODORE | MANAGEMENT COMMITTEE MEMBER | — |
| FOREMAN DOUGLAS STEPHEN | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER; CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER; MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER (+1 more) | — |
| KAYNE RICHARD ALAN | FOUNDER; MANAGEMENT COMMITTEE CO-CHAIR & CHIEF EXECUTIVE OFFICER | — |
| ANDERSON JOHN EDWARD | MEMBER | — |
| RIDDER JUDITH MADELON | CHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCE | — |
| RUDNICK ALLAN MICHAEL | CHAIRMAN; MANAGEMENT COMMITTEE CHAIR, CHIEF EXECUTIVE OFFICER,  PRESIDENT & CHIEF INVESTMENT OFFICER; MANAGEMENT COMMITTEE CO-CHAIR, PRESIDENT & CHIEF INVESTMENT OFFICER | — |
| RIGALI STEPHEN ANTHONY | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER; MANAGEMENT COMMITTEE  MEMBER & CHIEF MARKETING OFFICER; MANAGEMENT COMMITTEE  MEMBER & EXECUTIVE MANAGING DIRECTOR (+2 more) | — |
| SADIS SHERYL LEE | CHIEF FINANCIAL OFFICER; SENIOR VICE PRESIDENT OF FINANCE AND CONTROLLER | — |
| SCHWARZKOPF ROBERT ANTHONY | MANAGEMENT COMMITTEE MEMBER; MANAGEMENT COMMITTEE MEMBER AND CHIEF INVESTMENT OFFICER; MANAGEMENT COMMITTEE MEMBER AND CO- CHIEF INVESTMENT OFFICER | — |
| VANIAN JEANNINE GHAZAR | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | — |
| HILLS WENDY JACQUELINE | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY, VIRTUS INVESTMENT PARTNERS | — |
| ENGBERG NANCY JEAN | SECRETARY & COUNSEL | — |
| SHLADOVSKY DAVID JULIUS | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | — |
| WAYNE PAUL | MANAGEMENT COMMITTEE MEMBER & CHIEF RESEARCH OFFICER | — |
| ANGERTHAL MICHAEL A | CHIEF FINANCIAL OFFICER - VIRTUS PARTNERS, INC. | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-06-18 | regulatory | ON JUNE 18, 2021, KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC ("KAR") RECEIVED NOTICE FROM NORWAY'S FINANCIAL REGULATOR, THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY ("FINANSTILSYNET"), THAT THE REGULATOR HAD LEVIED A PENALTY AGAINST KAR EQUIVALENT TO APPROXIMATELY $23,000 USD BASED ON A FIND… | Final | $23K |
| 2018-07-16 | regulatory | ON JULY 16, 2018, KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC ("KAR") RECEIVED NOTICE FROM THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY ("FINANSTILSYNET") THAT FINANSTILSYNET HAD LEVIED A PENALTY AGAINST KAR EQUIVALENT TO APPROXIMATELY 18,500 USD BASED ON A FINDING THAT TWO NOTIFICATIONS OF L… | Final | $19K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104599/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104599/similar
- Related entities: https://search.stillhousedata.com/firm/104599/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104599

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.