# NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC of SAN DIEGO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 104606
- Type: SEC-registered investment adviser
- SEC file number: 801-21442
- Location: 600 WEST BROADWAY, SUITE 2900, SAN DIEGO, CA, 92101
- Phone: (619)687-8000
- Latest filing: 2010-12-23
- Regulatory AUM: $4.8B
- Discretionary AUM: $4.8B
- Clients: 11
- Accounts: 24

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| NICHOLAS PETER EDWARD | CHAIRMAN; MANAGING PARTNER | — |
| SOMHEGYI NICHOLAS CATHERINE CHARLOTTE | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER GLOBAL EQUITY MANAGEMENT / LIMITED PARTNER; LEAD PORTFOLIO MANAGER GLOBAL EQUITIES | — |
| MANEY JOHN C | CHIEF FINANCIAL OFFICER | — |
| JOHNSON ROBERT JAMES | MANAGING DIRECTOR, HEAD OF CLIENT SERVICE AND SALES; MANAGING DIRECTOR, HEAD OF CLIENT SERVICE AND SALES, EXECUTIVE COMMITTEE MENBER; SR. VICE PRESIDENT, DIRECTOR OF INSTITUTIONAL SALES | — |
| MOORE EDWARD BLAKE | GENERAL COUNSEL/SECRETARY; GENERAL COUNSEL / SECRETARY OF GENERAL PARNTER; GENERAL COUNSEL / SECRETARY OF GENERAL PARNTER / LIMITED PARTNER (+2 more) | — |
| WHITTINGTON MARNA CUPP | MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER; PRESIDENT | — |
| FIELD CHARLES HENRY | DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, GENERAL COUNSEL (+2 more) | — |
| VALEIRAS HORACIO ANDRES | CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER, EXECUTIVE COMMITTEE MEMBER | — |
| FORSYTH DOUGLAS GORMAN | LEAD PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER; MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER; MANAGING DIRECTOR, PORTFOLIO MANAGER, US HIGH YIELD/CONVERTIBLE BONDS, EXECUTIVE COMMITTEE MEMBER | — |
| SUFI RANJIT SINGH | MANAGING DIRECTOR, GLOBAL CLIENT SERVICE, MARKETING AND SALES, EXECUTIVE COMMITTEE MEMBER | — |
| MAHER CHARLES WILLIAM | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / LIMITED PARTNER; MANAGING DIRECTOR (+1 more) | — |
| NUTT STACEY ROSS | LEAD PORTFOLIO MANAGER, EXECUTIVE COMMITTEE MEMBER | — |
| SMALL KATHLEEN ELIZABETH | HEAD OF CONSULTANT RELATIONS | — |
| SAGERMAN ERIC SPENCER | HEAD OF GLOBAL MARKETING; HEAD OF GLOBAL MARKETING / LIMITED PARTNER; MANAGING DIRECTOR (+1 more) | — |
| WUSSOW DEBORAH ANN | CHIEF COMPLIANCE OFFICER | — |
| MCCRAW JOHN COURTNEY | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER; MANAGING DIRECTOR, PORTFOLIO MANAGER, U.S. MICRO/ EMERGING GROWTH, EXECUTIVE COMMITTEE MEMBER | — |
| PUNTORIERO MICHAEL JAMES | CHIEF FINANCIAL OFFICER | — |
| RICH KATHERINE ANN | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER; MANAGING DIRECTOR, HEAD OF CLIENT SERVICE AND MARKETING, EXECUTIVE COMMITTEE MEMBER | — |
| JORDON JILL BEVERLY | HEAD OF GLOBAL SALES AND CLIENT SERVICE / LIMITED PARTNER | — |
| MCDONNELL JOHN JP | CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER / LIMITED PARTNER | — |
| HULICK VICTORIA PROCTOR | DIRECTOR OF COMPLIANCE | — |
| LONG SCOTT ALLAN | HEAD OF GLOBAL OPERATIONS; HEAD OF GLOBAL OPERATIONS / LIMITED PARTNER | — |
| SZABO JAMES WILLIAM | DIRECTOR OF MANAGED ACCOUNTS SALES/SERVICE | — |
| BOWMAN DEBORAH ELIZABETH | DIRECTOR OF CONSULTANT RELATIONS | — |
| WUSSOW-HAMMALIAN DEBORAH ANN | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104606/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104606/similar
- Related entities: https://search.stillhousedata.com/firm/104606/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104606

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.