# CLEARARC CAPITAL, INC.

CLEARARC CAPITAL, INC. of CINCINNATI, OH is an SEC-registered investment adviser.

## Registration

- CRD: 104650
- Type: SEC-registered investment adviser
- SEC file number: 801-11184
- Location: 38 FOUNTAIN SQUARE PLAZA, 29TH FLOOR, CINCINNATI, OH, 45263
- Phone: 855-362-2227
- Latest filing: 2019-11-18
- Regulatory AUM: $3.9B
- Discretionary AUM: $3.9B
- Clients: 12
- Accounts: 116

## Officers, owners & control persons (53)

_Showing 25 of 53 people._

| Name | Role | Location |
| --- | --- | --- |
| Kirk Richard | MANAGING DIRECTOR, VALUE STRATEGIES; MEMBER INVESTMENT COMMITTEE | Los Angeles, CA |
| HOLMES GEOFFREY W | CHIEF LEGAL OFFICER; SECRETARY | — |
| HULLS DIANE JEAN | CHIEF COMPLIANCE OFFICER | — |
| MULLINS STEPHEN GERARD | DIRECTOR, ESG STRATEGIES; DIRECTOR; PRESIDENT; DIRECTOR | — |
| BARONE RICHARD ANTHONY | PRESIDENT/DIRECTOR | — |
| RUSSELL JAMES EDWARD | DIRECTOR, PRIVATE CLIENT CORE STRATEGIES; MEMBER INVESTMENT COMMITTEE | — |
| PATTON KEVIN JASON | CHIEF COMPLIANCE OFFICER | — |
| REYNOLDS FREDERICK L | SECRETARY | — |
| SCHMITZ JOHN BRIEN | DIRECTOR OF EQUITY STRATEGY/INCOME GROWTH/INTL; MANAGING DIRECTOR, CORE STRATEGIES; MEMBER INVESTMENT COMMITTEE (+1 more) | — |
| REYNOLDS HAL WILLIAM | PRESIDENT AND CHIEF INVESTMENT OFFICER; DIRECTOR | — |
| BELL RICHARD JAMES | DIRECTOR | — |
| CURTIN ROBERT WILLIAM | SECRETARY/DIRECTOR; TREASURER/ASST SECRETARY | — |
| NELSON CHRISTOPHER ALLEN | CHIEF COMPLIANCE OFFICER | — |
| WIRTZ EMERSON KEITH | PRESIDENT; CEO; FTAM INVESTMENT COMMITTEE CHAIRMAN; PRESIDENT; CIO; FTAM INVESTMENT COMMITTEE CHAIRMAN; PRESIDENT; FTAM INVESTMENT COMMITTEE CHAIRMAN | — |
| MAUTINO JAMES ANTHONY | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; DIRECTOR | — |
| FORD TIMOTHY PATRICK | DIRECTOR; MANAGING DIRECTOR, SALES | — |
| ILLE RICHARD BRIAN | DIRECTOR; DIRECTOR, PRODUCTS & MARKETING; DIRECTOR; MANAGING DIRECTOR, MUTUAL FUNDS AND MANAGED ACCOUNTS (+2 more) | — |
| SWENDIMAN MATTHEW ASHLEY | CHIEF LEGAL OFFICER; SECRETARY | — |
| THOMAS STEPHANIE SCHULZE | DIRECTOR; MANAGING DIRECTOR, CLIENT MANAGEMENT; MEMBER INVESTMENT COMMITTEE | — |
| AMATO DENIS JAMES | DIRECTOR OF VALUE STRATEGIES; SENIOR VICE PRES/DIRECTOR | — |
| STAPLEY MITCHELL LLOYD | CHIEF FIXED INCOME OFFICER; CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER; DIRECTOR (+1 more) | — |
| MARTIN MICHAEL JOHN | DIRECTOR OF FIXED INCOME/TAX FREE; DIRECTOR, TAX EXEMPT FIXED INCOME | — |
| HEDGER STEPHEN SHAWN | CHIEF OPERATIONS OFFICER; MEMBER INVESTMENT COMMITTEE; DIRECTOR OF TRADING AND INVESTMENT OPERATIONS; DIRECTOR OF TRADING AND INVESTMENT OPERATIONS; DIRECTOR (+4 more) | — |
| FOLKER STEVEN E | MANAGING DIRECTOR, GROWTH STRATEGIES; MEMBER INVESTMENT COMMITTEE | — |
| WITHROW DAVID LOWELL | DIRECTOR OF INVESTMENTS; DIRECTOR, TAXABLE FIXED INCOME; MEMBER INVESTMENT COMMITTEE (+1 more) | — |


## Private funds (4)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| STONEROAD STRATEGIC INCOME PLUS INVESTMENT TRUST FUND, A SERIES OF THE STONEROAD SERIES INVESTMENT TRUST | Other Private Fund | — | 23 | $17.6M | $5.0M |
| STONEROAD CORE PLUS FIXED INCOME INVESTMENT TRUST FUND, A SERIES OF THE STONEROAD SERIES INVESTMENT TRUST | Other Private Fund | — | 4 | $11.3M | $5.0M |
| STONEROAD STRATEGIC INCOME PLUS SRI INVESTMENT TRUST FUND, A SERIES OF THE STONEROAD SERIES INVESTMENT TRUST | Other Private Fund | — | 19 | $4.7M | $5.0M |
| STONEROAD CORE PLUS FIXED INCOME SRI INVESTMENT TRUST FUND, A SERIES OF THE STONEROAD SERIES INVESTMENT TRUST | Other Private Fund | — | 11 | $3.4M | $100K |


## Fund service providers (1)

- administrator: STATE STREET BANK AND TRUST COMPANY — 4 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104650/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104650/similar
- Related entities: https://search.stillhousedata.com/firm/104650/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104650

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.