# SAFFORD NICHOLAS H & CO INC

SAFFORD NICHOLAS H & CO INC of ROCKPORT, MA is an SEC-registered investment adviser.

## Registration

- CRD: 104740
- Type: SEC-registered investment adviser
- SEC file number: 801-19482
- Location: 9 CLEAVES STREET, ROCKPORT, MA, 01966-1520
- Phone: 978-546-2462
- Latest filing: 2026-03-30
- Regulatory AUM: $1.8B
- Discretionary AUM: $69.5M
- Non-discretionary AUM: $1.7B
- Clients: 8
- Accounts: 155

## Business model

- Compensation: % of AUM, Fixed, Other
- Clients served: High net worth, Other

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Nicholas Heath Safford | CHAIRMAN, ASSISTANT TREASURER & DIRECTOR | — |
| John East Apthorp Safford | PRESIDENT, CEO & DIRECTOR | — |
| Elizabeth Anne Malcolmson | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | — |
| Norton Quincy Sloan | VICE PRESIDENT & DIRECTOR | — |
| William Parker Dwyer | DIRECTOR OF RESEARCH | — |
| Deborah Porter Safford | TREASURER & DIRECTOR | — |
| SAFFORD NICHOLAS HEATH | CHAIRMAN; CHAIRMAN, ASSISTANT TREASURER & DIRECTOR; CHAIRMAN, TREASURER & DIRECTOR (+1 more) | — |
| SAFFORD JOHN EAST APTHORP | PRESIDENT; PRESIDENT, CEO & DIRECTOR; VICE PRESIDENT & DIRECTOR | — |
| MALCOLMSON ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS; OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER; OPERATIONS MANAGER & COMPLIANCE OFFICER | — |
| SLOAN NORTON QUINCY | VICE PRESIDENT & DIRECTOR; VICE PRESIDENT & DIRECTOR OF RESEARCH; VICE PRESIDENT, DIRECTOR OF RESEARCH & DIRECTOR | — |
| RODRIGUES JUDITH MARIA | DIRECTOR OF CLIENT OPERATIONS | — |
| Dwyer William Parker | DIRECTOR OF RESEARCH | — |
| Safford Deborah Porter | TREASURER & DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104740/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104740/similar
- Related entities: https://search.stillhousedata.com/firm/104740/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104740

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.