# LEGEND ADVISORY, LLC

LEGEND ADVISORY, LLC of PALM BEACH GARDENS, FL is an SEC-registered investment adviser.

## Registration

- CRD: 104761
- Type: SEC-registered investment adviser
- SEC file number: 801-13887
- Location: 4600 EAST PARK DRIVE, SUITE 300, PALM BEACH GARDENS, FL, 33410-4258
- Phone: (866) 774-8671
- Latest filing: 2019-03-29
- Regulatory AUM: $1.9B
- Discretionary AUM: $1.3B
- Non-discretionary AUM: $657.8M
- Clients: 303
- Accounts: 26,328

## Officers, owners & control persons (34)

_Showing 25 of 34 people._

| Name | Role | Location |
| --- | --- | --- |
| SHELSON MARK PAUL | TREASURER | — |
| VASQUEZ ENRIQUE MARTIN | CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| FORST EDWARD SAMUEL | MANAGER | — |
| SBOTO THOMAS JOSEPH | EXECUTIVE VICE PRESIDENT | — |
| BUTCH THOMAS WILLIAM | DIRECTOR | — |
| STROHM MICHAEL DURWOOD | DIRECTOR | — |
| HARRISON BRETT LAMAR | DIRECTOR | — |
| SPINELLO MARK JOSEPH | CHIEF EXECUTIVE OFFICER, DIRECTOR; PRESIDENT/CHIEF EXECUTIVE OFFICER, DIRECTOR; PRESIDENT/DIRECTOR | — |
| FERRIS GLENN THOMAS | VICE PRESIDENT/CHIEF OPERATING OFFICER, DIRECTOR; VICE PRESIDENT/DIRECTOR; VICE PRESIDENT/TREASURER/DIRECTOR | — |
| MEHROTRA SHASHI | CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/CHIEF OPERATING OFFICER; DIRECTOR/CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF INVESTMENT OFFICER (+7 more) | — |
| CARLSON DANIEL WILLIAM | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/GENERAL COUNSEL (+2 more) | — |
| HALVOSA JAMES JEFFREY | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| BONNEAU CATHERINE MCCORMACK | DIRECTOR | — |
| ANTONIADES ADAM NICHOLAS | DIRECTOR | — |
| MARKS JOEL ELLIOT | DIRECTOR | — |
| HOUSER DENIS NEIL | PRESIDENT/CEO | — |
| WARD KENNETH JAMES | TREASURER | — |
| RUDNICK REGINA MARY | SENIOR VICE PRESIDENT | — |
| HECHLER ROBERT LEE | DIRECTOR | — |
| PROVINES MICHAEL JACK | VICE PRESIDENT/DIRECTOR | — |
| FORST JR EDWARD | DIRECTOR | — |
| JOHNSTON MICHAEL JOSEPH | TREASURER, CONTROLLER | — |
| SCHORSCH NICHOLAS SLOAN | MEMBER AND MANAGER | — |
| BURA KAREN DOUGHERTY | ASSISTANT TREASURER | — |
| MONCHICK ARIANA NICOLE | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104761/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104761/similar
- Related entities: https://search.stillhousedata.com/firm/104761/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104761

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.