# ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 104790
- Type: SEC-registered investment adviser
- SEC file number: 801-23837
- Location: 5933 W CENTURY BLVD., 9TH FL, LOS ANGELES, CA, 90045
- Phone: 310-670-0800
- Latest filing: 2009-11-23
- Regulatory AUM: $398.6M
- Discretionary AUM: $258.4M
- Non-discretionary AUM: $140.2M
- Clients: 11
- Accounts: 2,756

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| KALBAUGH JOHN ANDREW | CHIEF EXECUTIVE OFFICER | — |
| ROBINSON LEE | VICE PRESIDENT / COMPLIANCE | — |
| DIXON JOHN LINCOLN | CHAIRMAN/CEO & DIRECTOR | — |
| MCGIVNEY JOHN MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| BROWN STEPHANIE LEIGH | DIRECTOR | — |
| STEARNS ESTHER MARION | DIRECTOR | — |
| NAKAGIRI NEAL EDWIN | PRESIDENT | — |
| LINDSEY JOHN ROY | VICE PRESIDENT / CFO | — |
| EVANS DENISE MARIE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & SVP GENERAL COUNSEL; SVP GENERAL COUNSEL | — |
| RICHARDSON KIM A | CHIEF MARKETING OFFICER | — |
| COUCH ALLISON LEE | PRESIDENT | — |
| DWYER WILLIAM EDWARD | DIRECTOR | — |
| SCHEFFY ELGONDE MAGDALENA | SR. VICE PRESIDENT & COO | — |
| SCHMIDT BARRY JACK | VICE PRESIDENT / ADVISORY SERVICES | — |
| VANNOY-PINEDA KATHLEEN DENISE | CHIEF COMPLIANCE OFFICER | — |
| COULTER JAMES GEORGE | STOCKHOLDER | — |
| BONDERMAN DAVID NMI | STOCKHOLDER | — |
| VALTAIRO PHILLIP BUHAY | CHIEF FINANCIAL OFFICER / FINOP | — |
| TURIGLIATTO KARI SCHEPMAN | SVP, GENERAL COUNSEL | — |
| BECKER DAVID CLIFFORD | CFO/TREASURER | — |
| BRODY SCOTT NATHAN | SVP, CHIEF COMPLIANCE OFFICER | — |
| PRICE WILLIAM STANLEY | STOCKHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104790/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104790/similar
- Related entities: https://search.stillhousedata.com/firm/104790/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104790

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.