# INVESCO INVESTMENT ADVISERS LLC

INVESCO INVESTMENT ADVISERS LLC of DOWNERS GROVE, IL is an SEC-registered investment adviser.

## Registration

- CRD: 104885
- Type: SEC-registered investment adviser
- SEC file number: 801-1669
- Location: 3500 LACEY ROAD, SUITE 700, DOWNERS GROVE, IL, 60515
- Phone: 713-214-1919
- Latest filing: 2026-03-24
- Regulatory AUM: $4.4B
- Discretionary AUM: $4.4B
- Clients: 27
- Accounts: 1,116

## Business model

- Compensation: % of AUM

## Officers, owners & control persons (64)

_Showing 25 of 64 people._

| Name | Role | Location |
| --- | --- | --- |
| [Terry Gibson VACHERON](https://search.stillhousedata.com/person/2967) | CHIEF FINANCIAL OFFICER | Atlanta, GA |
| [Thomas Owen](https://search.stillhousedata.com/person/99760) | PRESIDENT & DIRECTOR; PRESIDENT & MANAGING DIRECTOR | Dallas, TX |
| [Thomas Stuart](https://search.stillhousedata.com/person/408477) | DIRECTOR, MANAGING DIRECTOR | North Salt Lake, UT |
| [Thomas V David](https://search.stillhousedata.com/person/448517) | ACTING PRESIDENT; PRESIDENT; PRESIDENT, CHIEF OPERATING OFFICER & MANAGING DIRECTOR | Pepper Pike, OH |
| [THOMAS D STUART](https://search.stillhousedata.com/person/547025) | DIRECTOR, MANAGING DIRECTOR | NORTH SALT LAKE, UT |
| [Mark William Gregson](https://search.stillhousedata.com/person/665800) | CHIEF ACCOUNTING OFFICER | — |
| [Thomas Nicholas Owen](https://search.stillhousedata.com/person/667246) | PRESIDENT & DIRECTOR; PRESIDENT & MANAGING DIRECTOR | — |
| [Adam Henkel](https://search.stillhousedata.com/person/667736) | MANAGER (DIRECTOR) | Downers Grove, IL |
| [Brian Christopher Hartigan](https://search.stillhousedata.com/person/667738) | PRESIDENT, MANAGER (DIRECTOR) | — |
| [Melanie Ringold](https://search.stillhousedata.com/person/667739) | SECRETARY | — |
| [Thomas Valentine David](https://search.stillhousedata.com/person/679681) | ACTING PRESIDENT; PRESIDENT; PRESIDENT, CHIEF OPERATING OFFICER & MANAGING DIRECTOR | — |
| [Glenn Brightman](https://search.stillhousedata.com/person/696001) | MANAGER (DIRECTOR) | — |
| [Trisha Bell Hancock](https://search.stillhousedata.com/person/701947) | CHIEF COMPLIANCE OFFICER | — |
| [Craig S Falduto](https://search.stillhousedata.com/person/701948) | MANAGER (DIRECTOR), VICE PRESIDENT | — |
| [MILLER G WILLIAM](https://search.stillhousedata.com/person/728367) | PRESIDENT, MANAGING DIRECTOR & DIRECTOR | — |
| [POWERS SCOTT FRANCIS](https://search.stillhousedata.com/person/730402) | DIRECTOR, CEO, CHAIRMAN; DIRECTOR, MANAGING DIRECTOR,CEO, CHAIRMAN | — |
| [HARTLEY DAVID ALEXANDER](https://search.stillhousedata.com/person/735888) | TREASURER AND CHIEF FINANCIAL OFFICER | — |
| [KUPOR JEFFREY HOWARD](https://search.stillhousedata.com/person/735890) | SECRETARY, GENERAL COUNSEL | — |
| [OTTO CARSTEN](https://search.stillhousedata.com/person/736713) | EXECUTIVE DIRECTOR & CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | — |
| [COOPER JOHN SAMPSON](https://search.stillhousedata.com/person/737198) | SENIOR VICE PRESIDENT | — |
| [WENDLER GARY KEVIN](https://search.stillhousedata.com/person/737199) | DIRECTOR | — |
| [ZERR JOHN MARK](https://search.stillhousedata.com/person/737207) | DIRECTOR; DIRECTOR, SECRETARY, GENERAL COUNSEL | — |
| [HILLER JEFFREY](https://search.stillhousedata.com/person/737738) | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| [BADLER SARA LOUISE](https://search.stillhousedata.com/person/740928) | EXECUTIVE DIRECTOR, GENERAL COUNSEL, SECRETARY | — |
| [FRANK ALEXANDER CHARLES](https://search.stillhousedata.com/person/742590) | TREASURER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-05-15 | regulatory | THE SEC ALLEGED THAT INVESCO ADVISERS, INC. ("IAI") AND INVESCO DISTRIBUTORS, INC. ("IDI") FAILED TO ADEQUATELY PRESERVE CERTAIN ELECTRONIC COMMUNICATIONS PURSUANT TO APPLICABLE RECORDKEEPING PROVISIONS OF FEDERAL SECURITIES LAW. | Final | $35.0M |
| 2022-11-28 | regulatory | THE SEC ALLEGED THAT INVESCO ADVISERS, INC. ("IAI") LACKED COMPREHENSIVE POLICIES AND PROCEDURES TO DETERMINE THE PERCENTAGE OF COMPANY-WIDE ASSETS UNDER MANAGEMENT ("AUM") THAT WAS ESG INTEGRATED. THE SEC ALSO ALLEGED THAT IAI MADE MISLEADING STATEMENTS CONCERNING THE COMPANY-WIDE PERCENTAGE OF AUM… | Final | $17.5M |
| 2020-07-30 | regulatory | INVESCO LTD AND AIM INTERNATIONAL MUTUAL FUNDS FAILED TO SUBMIT VOTING RIGHTS NOTIFICATIONS TO BAFIN AND THE ISSUERS BY THE REQUIRED DEADLINE. BAFIN ISSUED A NOTICE OF HEARING ON JULY 30, 2020 TO INVESCO LTD. ALLEGING THAT VIOLATIONS OF THE VOTING RIGHTS REQUIREMENTS OCCURED ON 26 OCCASSIONS RELATIN… | Final | $310K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104885/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104885/similar
- Related entities: https://search.stillhousedata.com/firm/104885/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104885

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.