# DORSEY, WRIGHT & ASSOCIATES, LLC

DORSEY, WRIGHT & ASSOCIATES, LLC of RICHMOND, VA is an SEC-registered investment adviser.

## Registration

- CRD: 104925
- Type: SEC-registered investment adviser
- SEC file number: 801-29045
- Location: 3300 W LEIGH STREET, RICHMOND, VA, 23230
- Phone: 804-320-8511
- Latest filing: 2026-04-01
- Regulatory AUM: $1.0B
- Discretionary AUM: $1.0B
- Clients: 25
- Accounts: 840

## Business model

- Compensation: % of AUM, Hourly, Fixed, Subscription
- Clients served: High net worth, Pooled vehicles, Corporations, Other

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| Lisa Patton Johnson | CHIEF COMPLIANCE OFFICER | — |
| John Gunnard Lewis | SENIOR VICE PRESIDENT, DORSEY WRIGHT & ASSOCIATES, LLC | — |
| Emily Elisabeth Spurling | SENIOR VICE PRESIDENT, NASDAQ | — |
| WRIGHT WATSON HOWELL | CHIEF COMPLIANCE OFFICER; SECRETARY - TREASURER; SEC-TREASURER, CHIEF COMPLIANCE OFFICER | — |
| DORSEY THOMAS JOHN | OWNER; PRESIDENT | — |
| SANDLER DOUGLAS ALAN | CHIEF COMPLIANCE OFFICER | — |
| FULTON BENJAMIN THOMAS | DIRECTOR | — |
| DEROSIER TAMMY FRIDLEY | CHIEF OPERATIONS OFFICER; EXECUTIVE VICE PRESIDENT; PRESIDENT | — |
| MORRISON SUSAN LEIGH | CHIEF INVESTMENT OFFICER; SENIOR VICE PRESIDENT | — |
| BALL JAMES CHURCHILL | CHIEF TECHNOLOGY OFFICER; SENIOR VICE PRESIDENT | — |
| FRIEDMAN ADENA TESTA | DIRECTOR | — |
| GIEGERICH SARA FRAZIER | CHIEF COMPLIANCE OFFICER | — |
| MCMAHAN WILLIAM EDWIN | DIRECTOR | — |
| MCCOLL HUGH LEON | DIRECTOR | — |
| OKEN MARC DENIS | DIRECTOR | — |
| TAYLOR TODD HOLBROOK | DIRECTOR | — |
| BRUCE MARYANN | DIRECTOR | — |
| SHAVEL LEE MICHAEL | DIRECTOR | — |
| KNIGHT EDWARD STANLEY | DIRECTOR | — |
| GRAGNANI JAY MICHAEL | EXECUTIVE VICE PRESIDENT; SENIOR MANAGING DIRECTOR | — |
| JOHNSON LISA PATTON | CHIEF COMPLIANCE OFFICER | — |
| Wade Terence | SENIOR VICE PRESIDENT | — |
| GOCHENOUR SARA FRAZIER | EXECUTIVE VICE PRESIDENT | — |
| LEWIS JOHN GUNNARD | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, DORSEY WRIGHT & ASSOCIATES, LLC | — |
| WADE TERENCE ROBERT | SENIOR VICE PRESIDENT | — |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| PASADENA | CA | 3 | 626-535-0630 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104925/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104925/similar
- Related entities: https://search.stillhousedata.com/firm/104925/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104925

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.