# SLOCUM GORDON & CO LLP

SLOCUM GORDON & CO LLP of NEWPORT, RI is an SEC-registered investment adviser.

## Registration

- CRD: 104929
- Type: SEC-registered investment adviser
- SEC file number: 801-14301
- Location: 39 MILL STREET, NEWPORT, RI, 02840
- Phone: 401-849-4900
- Latest filing: 2026-02-05
- Regulatory AUM: $219.2M
- Discretionary AUM: $219.2M
- Clients: 5
- Accounts: 253

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Jeffrey L Gordon | PARTNER | — |
| Barclay Douglas | PARTNER | Newport, RI |
| Kenneth Morgan Lindh | CHIEF COMPLIANCE OFFICER / PARTNER; PARTNER | — |
| Michael Patrick Moeller | CHIEF COMPLIANCE OFFICER / DIRECTOR OF RESEARCH | — |
| SLOCUM JOHN JERMAIN | PARTNER | — |
| GORDON JEFFREY L | PARTNER | — |
| DOUGLAS BARCLAY | PARTNER | — |
| LINDH KENNETH MORGAN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / PARTNER; PARTNER | — |
| HATFIELD PETER C | PARTNER | — |
| Jeffrey L. Gordon | PARTNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104929/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104929/similar
- Related entities: https://search.stillhousedata.com/firm/104929/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104929

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.