# GABELLI FUNDS, LLC

GABELLI FUNDS, LLC of RYE, NY is an SEC-registered investment adviser.

## Registration

- CRD: 104949
- Type: SEC-registered investment adviser
- SEC file number: 801-37706
- Location: ONE CORPORATE CENTER, RYE, NY, 10580-1422
- Phone: 914-921-5000
- Latest filing: 2026-07-14
- Regulatory AUM: $24.6B
- Discretionary AUM: $24.6B
- Clients: 56
- Accounts: 54

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| Mario Joseph Gabelli | CEO, DIRECTOR AND SHAREHOLDER OF COMMON STOCK; CHAIRMAN AND MAJORITY SHAREHOLDER OF COMMON STOCK; CHIEF INVESTMENT OFFICER | — |
| David Marc Goldman | VICE PRESIDENT, CORPORATE DEVELOPMENT | — |
| Kieran Douglas Caterina | CHIEF ACCOUNTING OFFICER | — |
| Richard John Walz | CHIEF COMPLIANCE OFFICER | — |
| John Chester Ball | SENIOR VICE PRESIDENT, FUND ADMINISTRATION | — |
| GABELLI MARIO JOSEPH | CEO, DIRECTOR AND SHAREHOLDER OF COMMON STOCK; CHIEF INVESTMENT OFFICER; SHAREHOLDER OF COMMON STOCK | — |
| GOLDSTEIN PETER D | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | — |
| ANASTASIO MICHAEL ROCCO | CHIEF ACCOUNTING OFFICER; CHIEF FINANCIAL OFFICER | — |
| ALPERT BRUCE N | EXECUTIVE VP AND COO; EXECUTIVE VP AND COO / CHIEF COMPLIANCE OFFICER | — |
| MCKEE JAMES ERNEST | SECRETARY | — |
| WALZ RICHARD JOHN | CHIEF COMPLIANCE OFFICER | — |
| CATERINA KIERAN DOUGLAS | CHIEF ACCOUNTING OFFICER; CO-CHIEF ACCOUNTING OFFICER | — |
| LAPOINTE DIANE MARIE | CO-CHIEF ACCOUNTING OFFICER | — |
| GOLDSTEIN PETER DODKIN | CHIEF COMPLIANCE OFFICER | — |
| MULLADY AGNES NORA | PRESIDENT & COO - CLOSED END FUND DIVISION AND VICE PRESIDENT OF GABELLI FUNDS, LLC; VICE PRESIDENT OF GABELLI FUNDS, LLC AND PRESIDENT AND COO OF THE FUND DIVISION; VICE PRESIDENT OF GABELLI FUNDS, LLC AND PRESIDENT AND COO OF THE OPEN-END FUND DIVISION | — |
| COUTSOUROS CONSTANTINE ANTHONY | CHIEF FINANCIAL OFFICER | — |
| GOLDMAN DAVID MARC | VICE PRESIDENT, CORPORATE DEVELOPMENT; VICE PRESIDENT, CORPORATE DEVELOPMENT AND GENERAL COUNSEL | — |
| ZUCCCARO ROBERT | CHIEF FINANCIAL OFFICER | — |
| BALL JOHN CHESTER | SENIOR VICE PRESIDENT, FUND ADMINISTRATION | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104949/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104949/similar
- Related entities: https://search.stillhousedata.com/firm/104949/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104949

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.