# ALLSPRING GLOBAL INVESTMENTS, LLC

ALLSPRING GLOBAL INVESTMENTS, LLC of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 104973
- Type: SEC-registered investment adviser
- SEC file number: 801-21122
- Location: 1415 VANTAGE PARK DRIVE, 3RD FLOOR, CHARLOTTE, NC, 28203
- Phone: 1-833-289-5038
- Latest filing: 2026-05-13
- Regulatory AUM: $475.8B
- Discretionary AUM: $475.8B
- Non-discretionary AUM: $13.8M
- Clients: 956
- Accounts: 11,055

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (46)

_Showing 25 of 46 people._

| Name | Role | Location |
| --- | --- | --- |
| Sallie Clements Squire | CHIEF OPERATING OFFICER; MANAGER; MANAGER, CHIEF OPERATING OFFICER | Boston, MA |
| Annette Janecka Lege | CHIEF FINANCIAL OFFICER; MANAGER; MANAGER, CHIEF FINANCIAL OFFICER | Charlotte, NC |
| Francis Jon Baranko | PRESIDENT, CHIEF INVESTMENT OFFICER - GLOBAL FUNDAMENTAL INVESTMENTS | Milwaukee, WI |
| Allen Taylor Graham | EVP,CHIEF FIXED INCOME OFFICER | Birmingham, AL |
| Catherine Cooney Burke | MANAGER, CHIEF EXECUTIVE OFFICER | — |
| Jimmy T Tran | CHIEF COMPLIANCE OFFICER | — |
| Joseph Andrew Sullivan | MANAGER | — |
| NORTON JONI LEE | CHIEF OPERATIONS OFFICER; DIRECTOR, ADMINISTRATIVE OFFICER; DIRECTOR, CHIEF OPERATING OFFICER (+3 more) | — |
| MESSMAN CLARK DAVID | CHIEF LEGAL OFFICER | — |
| SULLIVAN JOSEPH ANDREW | MANAGER | — |
| POON MONICA WAIFONG | CHIEF COMPLIANCE OFFICER | — |
| GERMANY JAMES DAVID | DIRECTOR OF FIXED INCOME; SVP, CHIEF FIXED INCOME OFFICER | — |
| BISSELL ROBERT WILLIS | PRESIDENT | — |
| KHAN AMRU AMEER | EVP, SALES AND MARKETING | — |
| O'MALLEY THOMAS MAURICE | EVP, SHORT DURATION/LIQUIDITY MANAGEMENT | — |
| PAULSEN JAMES WILLIAM | EVP, CHIEF INVESTMENT OFFICER; EVP, CHIEF INVESTMENT STRATEGIST; EVP, CHIEF MARKET STRATEGIST | — |
| TIMONEY WILLIAM LESLIE | EVP | — |
| OKEEFE DAVID FRANCIS | CHIEF FINANCIAL OFFICER | — |
| HARTMAN KIRK DOUGLAS | DIRECTOR, CHIEF INVESTMENT OFFICER; DIRECTOR, PRESIDENT, CHIEF INVESTMENT OFFICER; DIRECTOR,PRESIDENT, CHIEF INVESTMENT OFFICER (+3 more) | — |
| SHIVER MAI | DIRECTOR & CHIEF COMPLIANCE OFFICER; SVP, CHIEF COMPLIANCE OFFICER | — |
| SQUIRE SALLIE CLEMENTS | CHIEF ADMINISTRATIVE OFFICER; CHIEF OPERATING OFFICER; DIRECTOR, CHIEF ADMINISTRATIVE OFFICER (+6 more) | — |
| NORTON KAREN | CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | — |
| BARANKO FRANCIS JON | DIRECTOR OF EQUITY; DIRECTOR, PRESIDENT, CHIEF INVESTMENT OFFICER - GLOBAL FUNDAMENTAL INVESTMENTS; DIRECTOR, SVP, CHIEF EQUITY OFFICER (+5 more) | — |
| HUNT JOHN | SENIOR VICE PRESIDENT, CO-HEAD FIXED INCOME; SVP | — |
| LEGE ANNETTE JANECKA | CHIEF FINANCIAL OFFICER; MANAGER | — |


## Private funds (14)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT VCA-GI-100-7-DMI-A | Other Private Fund | New Jersey | 15 | $1.4B | $50.0M |
| U.S. CORE FIXED INCOME FUND, A SERIES OF 525 MARKET STREET FUND, LLC | Other Private Fund | Delaware | 20 | $1.2B | $5.0M |
| CLOSED-END INTERNATIONAL EQUITY FUND, A SERIES OF 525 MARKET STREET FUND, LLC | Other Private Fund | Delaware | 27 | $956.0M | $1.0M |
| CORE PLUS BOND FUND,  A SERIES OF 525 MARKET STREET FUND, LLC | Other Private Fund | Delaware | 8 | $590.9M | $5.0M |
| EMERGING MARKETS EQUITY FUND, A SERIES OF 525 MARKET STREET FUND, LLC | Other Private Fund | Delaware | 23 | $380.7M | $5.0M |
| EMERGING MARKETS EQUITY ADVANTAGE FUND, A SERIES OF 525 MARKET STREET FUND, LLC | Other Private Fund | Delaware | 11 | $294.4M | $5.0M |
| CLOSED-END DEVELOPED INTERNATIONAL EQUITY FUND, A SERIES OF 525 MARKET STREET, LLC | Other Private Fund | Delaware | 2 | $251.4M | $5.0M |
| EMERGING MARKETS LARGE/MID CAP FUND, A SERIES OF 525 MARKET STREET FUND, LLC | Other Private Fund | Delaware | 11 | $214.1M | $5.0M |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-200-7-MONTGOMERY-CFI | Other Private Fund | New Jersey | 2 | $197.0M | $100.0M |
| CLOSED-END BOND FUND, A SERIES OF 525 MARKET STREET FUND, LLC | Other Private Fund | Delaware | 5 | $183.1M | $5.0M |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT VCA-GI-200-7-CAPEFF4 | Other Private Fund | New Jersey | 1 | $111.9M | $100.0M |
| CLOSED-END US ALL CAP EQUITY FUND, A SERIES OF 525 MARKET STREET FUND, LLC | Other Private Fund | Delaware | 2 | $66.0M | $5.0M |
| HIGH YIELD BOND FUND, A SERIES OF 525 MARKET STREET FUND, LLC | Other Private Fund | Delaware | 4 | $45.5M | $5.0M |
| EMERGING MARKETS EX-CHINA EQUITY FUND, A SERIES OF 525 MARKET STREET LLC | Other Private Fund | Delaware | 2 | $2.1M | $5.0M |


## Branch offices (13)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| MILWAUKEE | WI | 95 | 1-833-568-4255 |
| SAN FRANCISCO | CA | 57 | 1-833-568-4255 |
| BOSTON | MA | 28 | 1-833-568-4255 |
| WALNUT CREEK | CA | 23 | 1-833-568-4255 |
| MINNEAPOLIS | MN | 10 | 1-833-568-4255 |
| NEW YORK | NY | 8 | 1-833-568-4255 |
| INDIANAPOLIS | IN | 5 | 1-833-568-4255 |
| INDIANAPOLIS | IN | 5 | 1-833-568-4255 |
| LAKE OSWEGO | OR | 4 | 1-833-568-4255 |
| LAKE OSWEGO | OR | 4 | 1-833-568-4255 |
| SAINT LOUIS | MO | 4 | 1-833-568-4255 |
| RICHMOND | VA | 3 | 1-833-568-4255 |
| RICHMOND | VA | 3 | 1-833-568-4255 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/104973/brochure
- Similar advisers: https://search.stillhousedata.com/firm/104973/similar
- Related entities: https://search.stillhousedata.com/firm/104973/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/104973

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.