# NORTHEAST INVESTMENT MANAGEMENT INC

NORTHEAST INVESTMENT MANAGEMENT INC of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 105051
- Type: SEC-registered investment adviser
- SEC file number: 801-22437
- Location: 24 FEDERAL STREET, FLOOR 9, BOSTON, MA, 02110-2516
- Phone: 617-523-3588
- Latest filing: 2026-02-19
- Regulatory AUM: $3.3B
- Discretionary AUM: $3.2B
- Non-discretionary AUM: $42.8M
- Clients: 25
- Accounts: 1,651

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| Richard George Manoogian | CCO, CFO & DIRECTOR | — |
| John Frank Francini | DIRECTOR | — |
| Nancy Marie Mulligan | PRESIDENT & DIRECTOR | — |
| Justin E Oates | DIRECTOR | — |
| John Robert Lawrie | DIRECTOR | — |
| OATES WILLIAM ARMSTRONG | PRESIDENT & DIRECTOR | — |
| MONRAD ERNEST EJNER | VICE PRESIDENT & DIRECTOR | — |
| MINTURN ROBERT BOWNE | VICE PRESIDENT & DIRECTOR | — |
| MONRAD BRUCE HAFFENNEFFER | VICE PRESIDENT & DIRECTOR | — |
| SEMPLE RICHARD J | VICE PRESIDENT; VICE PRESIDENT & C.C.O.; VP & CHIEF COMPLIANCE OFFICER | — |
| MOORE THOMAS BOUSHALL | DIRECTOR; VICE PRESIDENT | — |
| RICE NEIL WOODBURY | VICE PRESIDENT; VICE PRESIDENT & DIRECTOR | — |
| OATES KEITH E | DIRECTOR | — |
| MULLIGAN NANCY MARIE | DIRECTOR; PRESIDENT & DIRECTOR | — |
| FRANCINI JOHN FRANK | DIRECTOR | — |
| MANOOGIAN RICHARD GEORGE | CCO, CFO & DIRECTOR; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & DIRECTOR | — |
| RICE NEIL BROWN | VICE PRESIDENT | — |
| LAWRIE JOHN ROBERT | DIRECTOR | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | criminal | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105051/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105051/similar
- Related entities: https://search.stillhousedata.com/firm/105051/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105051

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
