# PENN CAPITAL MANAGEMENT COMPANY, LLC

PENN CAPITAL MANAGEMENT COMPANY, LLC of PHILADELPHIA, PA is an SEC-registered investment adviser.

## Registration

- CRD: 105081
- Type: SEC-registered investment adviser
- SEC file number: 801-31452
- Location: 3025 JOHN F. KENNEDY BLVD, SUITE 270, PHILADELPHIA, PA, 19104
- Phone: 215-302-1500
- Latest filing: 2026-03-27
- Regulatory AUM: $1.9B
- Discretionary AUM: $1.5B
- Non-discretionary AUM: $477.5M
- Clients: 16
- Accounts: 602

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (41)

_Showing 25 of 41 people._

| Name | Role | Location |
| --- | --- | --- |
| Stephen Corcoran Smith | MEMBER | — |
| Michael Jefferson Meagher | MEMBER | — |
| Michael John Meyer | MEMBER | — |
| Martin P Keane | CHIEF COMPLIANCE OFFICER | — |
| Pamela Marie Lawrence | PRESIDENT | — |
| Eric Jon Green | CHIEF INVESTMENT OFFICER - SENIOR PORTFOLIO MANAGER | — |
| Joseph C Maguire | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | — |
| MEYER THOMAS JOHN | MEMBER | — |
| COYNE THOMAS EDWARD | ELECTED MANAGER | — |
| HOCKER RICHARD ALAN | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER  & CHIEF EXECUTIVE OFFICER (+2 more) | — |
| HOCKER KIMBERLEY ANN | BENEFICIARY, KIMBERLEY A. HOCKER IRREVOCABLE TRUST; DIRECTOR; FOUNDER, TREASURER (+5 more) | — |
| HOCKER KIRSTEN | BENEFICIARY, KIRSTEN A. HOCKER IRREVOCABLE TRUST; CAO AND DIRECTOR OF PHILANTHROPY AND DIVERSITY; DIRECTOR OF HUMAN RESOURCES (+3 more) | — |
| MILLARES LUIS DEGUZMAN | CHIEF COMPLIANCE OFFICER | — |
| NOYES CHRISTIAN M | DIRECTOR OF MARKETING & CLIENT SERVICES/SENIOR MANAGING PARTNER; DIRECTOR OF MARKETING & CLIENT SERVICES/SVP | — |
| GREEN ERIC | CIO - EQUITY, SENIOR MANAGING PARTNER; DEPUTY CIO - EQUITY, SENIOR MANAGING PARTNER; DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER, SENIOR MANAGING PARTNER (+1 more) | — |
| SCHUMACHER SCOTT DAVID | SENIOR PORTFOLIO MANAGER; SENIOR PORTFOLIO MANAGER, SENIOR MANAGING PARTNER; SENIOR PORTFOLIO MANAGER, SENIOR MANAGING PARTNER, DIRECTOR | — |
| LAWRENCE PAMELA MARIE | PRESIDENT | — |
| MORAN PETER JAMES | SENIOR VICE PRESIDENT OF DISTRIBUTION AND PRODUCT MANAGEMENT | — |
| MAGUIRE STEPHEN JOSEPH | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | — |
| KEANE WILLIAM MARTIN | CHIEF TECHNOLOGY OFFICER; MANAGING PARTNER, MARKETING, SALES & TECHNOLOGY | — |
| HRIN KENNETH PAUL | CHIEF COMPLIANCE OFFICER | — |
| WHELAN DENNIS | CONTROLLER | — |
| MCBRIDE GERALD | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER; CHIEF FINANCIAL OFFICER, SENIOR PARTNER (+2 more) | — |
| PARSONS GREGORY ALLEN | ELECTED MANAGER | — |
| LIVEWELL JOHN GREGORY | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105081/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105081/similar
- Related entities: https://search.stillhousedata.com/firm/105081/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105081

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.