# YORKTOWN MANAGEMENT AND RESEARCH CO INC

YORKTOWN MANAGEMENT AND RESEARCH CO INC of FOREST, VA is an SEC-registered investment adviser.

## Registration

- CRD: 105083
- Type: SEC-registered investment adviser
- SEC file number: 801-23441
- Location: 106 ANNJO COURT, SUITE A, FOREST, VA, 24551-2630
- Phone: 434-846-1361
- Latest filing: 2026-03-24
- Regulatory AUM: $677.1M
- Discretionary AUM: $677.1M
- Clients: 9
- Accounts: 4

## Business model

- Compensation: % of AUM

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| Mason Lee | SHAREHOLDER | San Francisco, CA |
| Mason Gordon | SHAREHOLDER | Studio City, CA |
| David Dillard Basten | PRESIDENT & DIRECTOR; TRUSTEE | — |
| Leslie Mason Basten | DIRECTOR | — |
| Alison Mason Sigler | SHAREHOLDER | — |
| Austin Duff Basten | CHIEF COMPLIANCE OFFICER; SECRETARY/TREASURER & DIRECTOR | — |
| David Mason Basten | SHAREHOLDER | — |
| Elizabeth Brentz Basten | SHAREHOLDER | — |
| Marvin Dennis Stratton | CHIEF FINANCIAL OFFICER | — |
| Charles Douglas Foster | CHIEF FINANCIAL OFFICER | — |
| SMITH PETER LEONARD | CHIEF COMPLIANCE OFFICER | — |
| JONES DAVID DWAIN | CHIEF COMPLIANCE OFFICER | — |
| BASTEN DAVID DILLARD | PRESIDENT & DIRECTOR; TRUSTEE | — |
| BASTEN LESLIE MASON | DIRECTOR; SHAREHOLDER | — |
| BASTEN LOUIS BEVIER | SECRETARY/TREASURER & DIRECTOR | — |
| FOSTER CHARLES DOUGLAS | CHIEF FINANCIAL OFFICER | — |
| SIGLER ALISON MASON | SHAREHOLDER | — |
| BASTEN AUSTIN DUFF | CHIEF COMPLIANCE OFFICER; SECRETARY/TREASURER & DIRECTOR | — |
| BASTEN ELIZABETH BRENTZ | SHAREHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105083/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105083/similar
- Related entities: https://search.stillhousedata.com/firm/105083/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105083

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.