# BTS ASSET MANAGEMENT INC

BTS ASSET MANAGEMENT INC of LINCOLN, MA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 105215
- Type: SEC-registered investment adviser
- SEC file number: 801-14895
- Location: 55 OLD BEDFORD ROAD, SUITE 203, LINCOLN, MA, 01773
- Phone: 781-863-2545
- Latest filing: 2026-03-31
- Regulatory AUM: $144.8M
- Discretionary AUM: $144.8M
- Clients: 13
- Accounts: 448

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Other

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| Vilis Pasts | CHARIMAN OF BOARD | Lexington, MA |
| Finn John | CHIEF COMPLIANCE OFFICER | Boulder, CO |
| Matthew Alexander Pasts | CEO, CCO,TREASURER, DIRECTOR | — |
| Isaac Charles Braley | PRESIDENT, DIRECTOR | — |
| PASTS VILIS | CHARIMAN OF BOARD; CHARIMAN OF BOARD  SECRETARY | — |
| PASTS MATTHEW ALEXANDER | CEO, CCO,TREASURER, DIRECTOR; CEO, TREASURER, DIRECTOR; PRESIDENT, TREASURER, DIRECTOR | — |
| SHILMAN GARY ALLEN | CHIEF COMPLIANCE OFFICER | — |
| KUSSELL MAURICE LANCE | PRESIDENT, DIRECTOR | — |
| BRALEY ISAAC CHARLES | PRESIDENT, DIRECTOR | — |
| BREEN JOSHUA NATHAN | CHIEF COMPLIANCE OFFICER; COUNSEL/CHIEF COMPLIANCE OFFICER; COUNSEL/CHIEF COMPLIANCE OFFICER, SECRETARY | — |
| Henry Michael Pasts | EXECUTIVE VICE PRESIDENT | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-09-11 | regulatory | ON SEPTEMBER 11TH, 2023, BTS OFFERED, AND THE SEC AGREED TO ACCEPT, A SETTLEMENT REGARDING ALLEGED VIOLATIONS OF SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-1(D) THEREUNDER. THE SEC ALLEGED THAT BTS ADVERTISED HYPOTHETICAL PERFORMANCE ON ITS PUBLIC WEBSITE WITHOUT ADOPTING AND IMPLEMENTING PO… | Final | $135K |
| 2012-10-29 | regulatory | ON OCTOBER 29, 2012, BTS ASSET MANAGEMENT OFFERED, AND THE SEC AGREED TO ACCEPT, A SETTLEMENT IN CONNECTION WITH AN ORDER INSTITUTING PROCEEDINGS, MAKING FINDINGS, IMPOSING REMEDIAL SANCTIONS AND ISSUING CEASE AND DESIST ORDERS (ADMINISTRATIVE PROCEEDING FILE NO. 3-15802) REGARDING ALLEGED VIOLATION… | Final | $200K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105215/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105215/similar
- Related entities: https://search.stillhousedata.com/firm/105215/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105215

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.