# OPPENHEIMER CAPITAL LLC

OPPENHEIMER CAPITAL LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 105251
- Type: SEC-registered investment adviser
- SEC file number: 801-10708
- Location: 1345 AVE OF THE AMERICAS, NEW YORK, NY, 10105
- Phone: (212) 739-3000
- Latest filing: 2010-07-27
- Regulatory AUM: $2.4B
- Discretionary AUM: $2.4B
- Clients: 11
- Accounts: 5

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| [Lee W Young](https://search.stillhousedata.com/person/305544) | CHIEF LEGAL OFFICER | Oklahoma City, OK |
| [FITZGERALD JOHN MICHAEL](https://search.stillhousedata.com/person/728411) | CHIEF FINANCIAL OFFICER | — |
| [MANEY JOHN C](https://search.stillhousedata.com/person/735932) | CHIEF FINANCIAL OFFICER | — |
| [POLI FRANCIS CASIMIR](https://search.stillhousedata.com/person/735933) | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| [GLINSMAN COLIN JOHN](https://search.stillhousedata.com/person/737963) | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR | — |
| [KOEPFGEN BRUCE LEWIS](https://search.stillhousedata.com/person/737964) | CHIEF EXECUTIVE OFFICER | — |
| [GODDARD TAEGIN DANIEL](https://search.stillhousedata.com/person/737965) | CHIEF OPERATING OFFICER | — |
| [SQUITIERI JANET](https://search.stillhousedata.com/person/737966) | CHIEF COMPLIANCE OFFICER | — |
| [FISCHER BENNO JOHN](https://search.stillhousedata.com/person/738065) | MANAGING DIRECTOR | — |
| [CLAUSSEN BARBARA RUTH](https://search.stillhousedata.com/person/738069) | EXECUTIVE COMMITTEE | — |
| [WHITTINGTON MARNA CUPP](https://search.stillhousedata.com/person/739526) | EXECUTIVE COMMITTEE | — |
| [PARKER JEFFREY DONALD](https://search.stillhousedata.com/person/739560) | CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR | — |
| [FIELD CHARLES HENRY](https://search.stillhousedata.com/person/739771) | CHIEF LEGAL OFFICER | — |
| [VALEIRAS HORACIO ANDRES](https://search.stillhousedata.com/person/739772) | CHIEF INVESTMENT OFFICER | — |
| [MORRIS SHARMON MARIE](https://search.stillhousedata.com/person/749218) | CHIEF COMPLIANCE OFFICER | — |
| [CARUSO JESSICA LYN](https://search.stillhousedata.com/person/761488) | CHIEF COMPLIANCE OFFICER | — |
| [WUSSOW DEBORAH ANN](https://search.stillhousedata.com/person/763746) | CHIEF COMPLIANCE OFFICER | — |
| [PUNTORIERO MICHAEL JAMES](https://search.stillhousedata.com/person/763748) | CHIEF FINANCIAL OFFICER | — |
| [POOVEY KENNETH MCGRAW](https://search.stillhousedata.com/person/778893) | CHIEF EXECUTIVE OFFICER | — |
| [WUSSOW-HAMMALIAN DEBORAH ANN](https://search.stillhousedata.com/person/787412) | CHIEF COMPLIANCE OFFICER | — |
| [MULLEN GEOFFREY GRANT](https://search.stillhousedata.com/person/787422) | EXECUTIVE COMMITTEE; MANAGING DIRECTOR | — |
| [SCHREIBER MARY ANN](https://search.stillhousedata.com/person/794047) | MANAGING DIRECTOR | — |
| [MARIANO ANNEMARIE LOUISE](https://search.stillhousedata.com/person/801058) | CHIEF COMPLIANCE OFFICER | — |
| [HAUSLER ROBERT THOMAS](https://search.stillhousedata.com/person/805419) | MANAGING DIRECTOR | — |
| [PHILLIPS DAVID SAMUEL](https://search.stillhousedata.com/person/806467) | MANAGING DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105251/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105251/similar
- Related entities: https://search.stillhousedata.com/firm/105251/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105251

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.