# JOHN G. ULLMAN & ASSOCIATES, INC

JOHN G. ULLMAN & ASSOCIATES, INC of HORSEHEADS, NY is an SEC-registered investment adviser.

## Registration

- CRD: 105361
- Type: SEC-registered investment adviser
- SEC file number: 801-14064
- Location: 343 DANIEL ZENKER DRIVE, HORSEHEADS, NY, 14845
- Phone: 607-936-3785
- Latest filing: 2026-03-30
- Regulatory AUM: $1.5B
- Discretionary AUM: $1.5B
- Non-discretionary AUM: $57.5M
- Clients: 58
- Accounts: 2,843

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth

## Officers, owners & control persons (59)

_Showing 25 of 59 people._

| Name | Role | Location |
| --- | --- | --- |
| Kirk Warren Francis | DIRECTOR | — |
| David Birdsall Hale | DIRECTOR | — |
| John Guy Ullman | CHAIRMAN OF THE BOARD, CEO, TREASURER, DIRECTOR | — |
| Barbara Lynn Ullman | FIRST VICE PRESIDENT, DIRECTOR | — |
| Thomas Graham Snow | SENIOR VICE PRESIDENT | — |
| Robert Esmonde Cole | DIRECTOR | — |
| Karen Burns Meriwether | SENIOR VICE PRESIDENT | — |
| Jennifer Elizabeth Krasnansky | CHIEF COMPLIANCE OFFICER | — |
| John Dyneley Nozell | DIRECTOR | — |
| Peter James Winnett | SENIOR VICE PRESIDENT | — |
| Darren Lee Wilcox | CORPORATE SECRETARY & SENIOR VICE PRESIDENT | — |
| Jason Daniel Nickerson | PRESIDENT, COO, EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| Howard Jay Zingler | DIRECTOR | — |
| John Guymunday Ullman | DIRECTOR | — |
| Donald Allen Huff | VICE PRESIDENT | — |
| Connie Jean Malone | CONTROLLER | — |
| Robert Owen O'Reilly | DIRECTOR | — |
| Kauffman Alan Steven | VICE PRESIDENT | — |
| Christine Cronin Gallagher | DIRECTOR | — |
| Meleata Menikki Smalls Pinto | DIRECTOR | — |
| HUFF RICK ALLEN | VICE PRESIDENT | — |
| ULLMAN JOHN GUY | CHAIRMAN OF THE BOARD, CEO, TREASURER, DIRECTOR; PRESIDENT, TREASURER, DIRECTOR | — |
| ULLMAN BARBARA LYNN | FIRST VICE PRESIDENT, DIRECTOR; VICE PRESIDENT, DIRECTOR | — |
| SNOW THOMAS GRAHAM | SENIOR VICE PRESIDENT | — |
| LUNDINE STAN | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105361/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105361/similar
- Related entities: https://search.stillhousedata.com/firm/105361/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105361

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.