# ASHFIELD & CO INC

ASHFIELD & CO INC of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 105362
- Type: SEC-registered investment adviser
- SEC file number: 801-9737
- Location: 750 BATTERY STREET, SUITE 600, SAN FRANCISCO, CA, 94111
- Phone: 415-391-4747
- Latest filing: 2007-02-09
- Regulatory AUM: $387.7M
- Discretionary AUM: $387.7M
- Clients: 1
- Accounts: 386

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| LAUCK JAMES STEPHEN | PRESIDENT, CEO, DIRECTOR | — |
| SARLO GEORGE STEPHEN | CHAIRMAN OF THE BOARD | — |
| TAN LIP-BU | VICE CHAIRMAN OF THE BOARD | — |
| THORNBORROW JOHN STEPHEN | CHIEF INVESTMENT OFFICER; SHAREHOLDER | — |
| FRETZ BRADLEY JOHN | SHAREHOLDER | — |
| OWEN CLAUDIA | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| CHIU FRANCES K | CHIEF COMPLIANCE OFFICER | — |
| BAER SUSAN SEEFRIED | VICE PRESIDENT,SECRETARY,CFO,CCO,COO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105362/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105362/similar
- Related entities: https://search.stillhousedata.com/firm/105362/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105362

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.